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Chhabra & Patel
- Norton Rose LLP
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- United Kingdom
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- January 18 2010
The Financial Services and Markets Tribunal (the Tribunal) has found that two friends engaged in market abuse
OFT announces criminal charges in suspected pyramid scheme case
- Norton Rose LLP
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- United Kingdom
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- October 12 2009
The Office of Fair Trading (OFT) has brought charges against three women in connection with its ongoing investigation into a suspected unlawful pyramid scheme in the South West of England and Wales
The small firms financial crime review
- Norton Rose LLP
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- United Kingdom
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- May 31 2010
In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses
Avoiding corruption risks in the city: the Bribery Act 2010
- Norton Rose LLP
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- United Kingdom
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- May 31 2010
The City of London Corporation has published a report prepared by Transparency International which is entitled Avoiding Corruption Risks in the City: The Bribery Act 2010
FSA imposes fines of £4.25m on Winterflood and two traders for market abuse following success in Court of Appeal
- Norton Rose LLP
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- United Kingdom
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- May 3 2010
The FSA has won its market abuse case in the Court of Appeal against Winterflood Securities Limited and two of its traders, Stephen Sotiriou and Jason Robins
Statement on money laundering controls in overseas jurisdictions
- Norton Rose LLP
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- Global, United Kingdom
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- March 22 2010
HM Treasury has published a statement concerning the risks posed by unsatisfactory money laundering controls in a number of jurisdictions
Corporate broker intern and his father receive 12 and 24-month prison sentences respectively for insider dealing
- Norton Rose LLP
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- United Kingdom
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- February 1 2010
On 10 December 2009, the FSA issued a press release stating that former corporate broker intern, Matthew Uberoi and his father, Neel Uberoi, had been sentenced to 12 and 24-month prison sentences respectively for insider dealing
Review of the Money Laundering Regulations 2007
- Norton Rose LLP
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- United Kingdom
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- September 24 2009
HM Treasury has published a new page on its website stating that it is planning a review of the Money Laundering Regulations 2007 (2007 Regulations
Prevention of money launderingcombating terrorist financing - guidance for the UK financial sector - part II
- Norton Rose LLP
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- United Kingdom
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- September 24 2009
The Joint Money Laundering Steering Group (JMLSG) has carried out a review of its Money Laundering Guidance for the Financial Sector
Setting out the FSA’s strategy and approach to fighting fraud
- Norton Rose LLP
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- United Kingdom
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- September 21 2009
On 11 September 2009, the FSA published a speech by Margaret Cole, Director of Enforcement, FSA
Current Search
- Jurisdiction - United Kingdom
- Firm Name - Norton Rose LLP
- Author - Jonathan Herbst
- Author - Peter Snowdon
- Workarea - White Collar Crime