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Results: 1-10 of 564

Commentary on the PRA's Consultation Paper on its approach to supervising international banks

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 3 2014

The Prudential Regulation Authority (PRA) has published Consultation Paper 414 - Supervising international banks: the PRA's approach to branch

Securities Borrowing and Lending Code of Guidance

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • August 6 2009

The Securities Lending and Repo Committee of the Bank of England has published a revised version of the Securities Borrowing and Lending Code of Guidance (the Code

Crowdfunding

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • January 10 2014

Crowdfunding, the term used to describe the increasingly popular method of financing, or re-financing individuals, firms, charities or activities by

Updated guide to MiFID transaction reporting for the FSA via the CREST ARM

  • Norton Rose Fulbright LLP
  • -
  • European Union, United Kingdom
  • -
  • August 6 2009

Euroclear has published a guide to MiFID transaction reporting for the FSA via the CREST ARM (the Guide) which is aimed at helping CREST members meet both their own Markets in Financial Instruments Directive (MiFID) and FSA transaction reporting obligations and any reporting agent responsibilities they have to others

The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2010

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 29 2010

There has been published on the Office of Public Sector Information website, The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2010 (the Order

Ombudsman News 82

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • January 4 2010

The Financial Ombudsman Service has published issue 82 of its newsletter Ombudsman News

The Turner Review: a regulatory response to the global banking crisis

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 23 2009

The FSA has published the Turner Review together with a supporting Discussion Paper

Financial services updater - 4 February 2014: money laundering

  • Norton Rose Fulbright LLP
  • -
  • European Union, United Kingdom
  • -
  • February 4 2014

The European Parliament has updated its procedure file on the proposed Fourth Money Laundering Directive. The procedure file now indicates that the

Consultation Paper 0929: Strengthening Capital Standards 3

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 14 2009

The FSA has published Consultation Paper 0929: Strengthening Capital Standards 3 (CP0929

Structured investment products suitability assessment template - FAQs

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 22 2010

The FSA has published frequently asked questions that are designed to help firms understand and interpret the structured investment products suitability assessment template that was published on 27 October 2009