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MiFID II MiFIR series - corporate governance

  • Norton Rose Fulbright LLP
  • -
  • European Union, United Kingdom
  • -
  • October 9 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services

Integrity: when honesty is not enough

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 8 2010

Integrity is a concept usually associated with honesty

BBA statement following Supreme Court ruling on bank charges

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • November 30 2009

The British Bankers’ Association (BBA) has released a statement in relation to the Supreme Court’s decision in the case of The Office of Fair Trading v Abbey National plc & Others 2009 UKSC 6

Structured investment products suitability assessment template - FAQs

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 22 2010

The FSA has published frequently asked questions that are designed to help firms understand and interpret the structured investment products suitability assessment template that was published on 27 October 2009

Updated guide to MiFID transaction reporting for the FSA via the CREST ARM

  • Norton Rose Fulbright LLP
  • -
  • European Union, United Kingdom
  • -
  • August 6 2009

Euroclear has published a guide to MiFID transaction reporting for the FSA via the CREST ARM (the Guide) which is aimed at helping CREST members meet both their own Markets in Financial Instruments Directive (MiFID) and FSA transaction reporting obligations and any reporting agent responsibilities they have to others

The Financial Services and Markets Act 2000 (Liability of Issuers) Regulations 2010

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 15 2010

The Treasury has published a draft statutory instrument, The Financial Services and Markets Act 2000 (Liability of Issuers) Regulations 2010

Next Steps for banking - a BBA series

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 29 2010

The British Bankers' Association (BBA) has published its latest chapter in its Next Steps series

FSA publishes Turner Review Conference Discussion Paper

  • Norton Rose Fulbright LLP
  • -
  • Global, United Kingdom
  • -
  • October 29 2009

In September the FSA published the Feedback Statement to The Turner Review and its associated Discussion Paper 092: A regulatory response to the global banking crisis

General Notice 86: information sheets on arrears and default

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 29 2010

The Office of Fair Trading (OFT) has published a general notice in accordance with section 86A of the Consumer Credit Act 1974 covering revised arrears information sheets and default information sheets

Asset Protection Scheme - agreement with Lloyds

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

HM Treasury has published a press release which sets out the Government’s agreement to Lloyds Banking Group (Lloyds) participating in the Asset Protection Scheme (APS