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The new accountability regime

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 8 2014

In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority

MiFID II MiFIR series - corporate governance

  • Norton Rose Fulbright LLP
  • -
  • European Union, United Kingdom
  • -
  • October 9 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services

Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 21 2009

The FSA has published Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules (PS0920

The Professional Services Global Competitiveness Group report

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 23 2009

The Professional Services Global Competitiveness Group (PSGC) was set up in September 2008 to look at issues affecting the professional services sector

HM Treasury press release - UK welcomes Iceland loan agreement

  • Norton Rose Fulbright LLP
  • -
  • Iceland, Netherlands, United Kingdom
  • -
  • October 26 2009

HM Treasury has published a press release stating that the Economic Secretary to the Treasury, Ian Pearson MP, welcomed an agreement on the repayment to the UK and the Netherlands of payments made following the collapse of Landsbanki

Bankas Snoras decides not to open a branch in the UK and to withdraw its tribunal case

  • Norton Rose Fulbright LLP
  • -
  • Lithuania, United Kingdom
  • -
  • March 9 2009

On 28 December 2007, the FSA received notification from the Bank of Lithuania that Bankas Snoras, a bank authorised and regulated by it, intended to establish a branch in the United Kingdom

Market-wide exercise 2009 report published

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 15 2010

The Tripartite Authorities (the FSA, Bank of England and the Treasury) have published the latest market-wide exercise (MWE) report

The Turner Review: a regulatory response to the global banking crisis

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 23 2009

The FSA has published the Turner Review together with a supporting Discussion Paper

The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • July 27 2009

The Treasury has published the Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009, which will come into force on 1 October 2009

Structured investment products suitability assessment template - FAQs

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 22 2010

The FSA has published frequently asked questions that are designed to help firms understand and interpret the structured investment products suitability assessment template that was published on 27 October 2009