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The new accountability regime

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 8 2014

In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority

The new FCA consumer credit regime

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 29 2014

On 28 February 2014, the FCA published Policy Statement 143: Final rules for consumer credit firms (the PS). In the PS the FCA set out its final

FSA speech - delivering intensive supervision and credible deterrence

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled "Delivering intensive supervision and credible deterrence"

Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 21 2009

The FSA has published Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules (PS0920

Securities Borrowing and Lending Code of Guidance

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • August 6 2009

The Securities Lending and Repo Committee of the Bank of England has published a revised version of the Securities Borrowing and Lending Code of Guidance (the Code

Ombudsman News 83

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 22 2010

The Financial Ombudsman Service (FOS) has published issue 83 of Ombudsman News

Crowdfunding

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • January 10 2014

Crowdfunding, the term used to describe the increasingly popular method of financing, or re-financing individuals, firms, charities or activities by

HM Treasury - charity pooled funds consultation

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • August 6 2009

In the 2009 Budget the Government announced that it would, together with the Charity Commission, consult on the future regulation of common investment funds (CIFs) and common deposit funds (CDFs

The PRA Remuneration Code's revised clawback obligations

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • September 1 2014

On 30 July 2014, the PRA published a policy statement (PS714) announcing the revised clawback obligations which will apply to PRA-regulated firms in

MiFID II MiFIR series - corporate governance

  • Norton Rose Fulbright LLP
  • -
  • European Union, United Kingdom
  • -
  • October 9 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services