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Results: 1-10 of 565

The new FCA consumer credit regime

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 29 2014

On 28 February 2014, the FCA published Policy Statement 143: Final rules for consumer credit firms (the PS). In the PS the FCA set out its final

The impact of the new regime for use of dealing commission: post implementation review

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • April 13 2009

On 1 January 2006, the FSA introduced rules on the use of dealing commission

Structured investment products suitability assessment template - FAQs

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 22 2010

The FSA has published frequently asked questions that are designed to help firms understand and interpret the structured investment products suitability assessment template that was published on 27 October 2009

Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 21 2009

The FSA has published Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules (PS0920

FSA speech - Delivering credible deterrence

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 4 2009

The FSA has published a speech by Margaret Cole (Director of Enforcement, FSA) entitled Delivering credible deterrence

Updated guide to MiFID transaction reporting for the FSA via the CREST ARM

  • Norton Rose Fulbright LLP
  • -
  • European Union, United Kingdom
  • -
  • August 6 2009

Euroclear has published a guide to MiFID transaction reporting for the FSA via the CREST ARM (the Guide) which is aimed at helping CREST members meet both their own Markets in Financial Instruments Directive (MiFID) and FSA transaction reporting obligations and any reporting agent responsibilities they have to others

Integrity: when honesty is not enough

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 8 2010

Integrity is a concept usually associated with honesty

Financial services updater - 4 February 2014: consumer credit

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 4 2014

The Consumer Rights Bill has been introduced to the House of Commons and will now begin its Parliamentary process

FSA speech - delivering intensive supervision and credible deterrence

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled "Delivering intensive supervision and credible deterrence"

FSA publishes Turner Review Conference Discussion Paper

  • Norton Rose Fulbright LLP
  • -
  • Global, United Kingdom
  • -
  • October 29 2009

In September the FSA published the Feedback Statement to The Turner Review and its associated Discussion Paper 092: A regulatory response to the global banking crisis