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Results: 1-10 of 66

Court of Appeal rejects challenge to the compensation scheme for former shareholders of Northern Rock

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • August 24 2009

The Court of Appeal has given judgment in R (SRM Global Master Fund LP) v Commissioners of Her Majesty's Treasury 2009 EWCA Civ 788

Stopping publication of leaked confidential information

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • May 26 2009

A national newspaper obtains documents or information from a disgruntled employee (or whistleblower) which the employer considers to be highly confidential

Complaints data: aggregated data and proposals for the publication of firm-specific data

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • September 25 2009

Both the FSA and the Financial Ombudsman Service (FOS) are committed to increasing transparency as a means of achieving better consumer outcomes

Remuneration policies: the FSA's draft Code of practice

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • March 11 2009

On 26 February, the FSA published a Code of practice on remuneration policies in draft form, in conjunction with the government's announcement about the Asset Protection Scheme

Retail Distribution Review: navigating the road ahead

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • October 27 2009

The Retail Distribution Review (RDR) is a key priority for the FSA and will affect FSA regulated firms involved in the structuring and onward distribution of investment products to retail clients, where this is undertaken on an advisory basis

Reforming remuneration practices in financial services: the FSA's consultation

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • March 30 2009

The FSA's consultation paper CP0910, entitled "Reforming remuneration practices in financial services", made its appearance in the wake of the publication of the Turner Review and associated discussion paper this month

UK market abuse update

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • March 9 2010

Recent developments show that the FSA is gaining some momentum in the fight against market abuse

The Financial Ombudsman Service's policy on the publication of complaints data

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • March 26 2009

The Financial Ombudsman Service (FOS) has published a policy statement entitled "Publication of complaint data: what we will do"

The new Financial Services Bill

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • November 25 2009

On 19 November, the Government introduced the Financial Services Bill to Parliament

FSA publishes remuneration policy statement

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • August 19 2009

Following completion of its consultation on proposals to implement a code of practice on remuneration policies, the FSA has published the responses received and the decisions that it has taken on the application of the Code

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