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Australian High Court uling has implications for dual general counselcompany secretarial role

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • May 13 2012

Two recent decisions of the Australian High Court have significant corporate governance implications for companies subject to the Commonwealth Corporations Act 2001

Product intervention: some thoughts on the FCA’s interactions with Europe

  • Herbert Smith Freehills LLP
  • -
  • European Union, United Kingdom
  • -
  • May 23 2012

As regulatory rules are increasingly made in Europe, within the UK, the new Financial Conduct Authority will move to becoming as Hector Sants put it a “supervisory arm” of Europe in relation to conduct issues

FSA fines bank and its former MLRO for failure to comply with anti-money laundering requirements

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • May 31 2012

In May 2012 the FSA issued Final Notices fining Habib Bank AG Zurich (“Habib”) £525,000 for failure to take reasonable care to establish and maintain adequate anti-money laundering (“AML”) systems and controls and fining its former Money Laundering Reporting Officer (“MLRO”) Syed Hussain £17,500 for failure to take reasonable steps to ensure that Habib complied with relevant AML requirements

Listing rules FSA fines company for breach of related party transaction rules

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • May 3 2012

The FSA has fined Exillon Energy, a premium-listed Isle of Man company, £292,950 for breaching the rules on related party transactions in LR 11 of the Listing Rules