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FSA’ fines Sir Ken Morrison for failure to disclose reduced shareholdings in Wm Morrison Supermarkets Plc

  • Squire Sanders Hammonds
  • -
  • United Kingdom
  • -
  • October 4 2011

The Financial Services Authority (‘FSA’) has published a Final Notice (dated 16 August 2011) imposing a penalty of £210,000 on Sir Ken Morrison, the former chairman of Wm Morrison Supermarkets Plc (‘the Company’), for breach of the Disclosure and Transparency Rules (‘DTR’) resulting from a failure to disclose his reduced shareholding and voting rights in the Company

Antitrust

  • Squire Sanders Hammonds
  • -
  • European Union, United Kingdom
  • -
  • June 10 2011

The Commission has opened two investigations relating to possible breaches of Articles 101 and 102 of the Treaty on the Functioning of the European Union (the TFEU) in the credit default swaps (CDS) market

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