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Results: 1-10 of 24

FSA and CFTC agree new MoU

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • September 18 2009

FSA and CFTC have signed a new MoU on supervision of cross-border clearing organisations

Is your client money protected? The implications of Global Trader

  • Dentons
  • -
  • United Kingdom
  • -
  • July 16 2009

The judgment in Global Trader Europe Limited delivered on 24 March 2009 will be of great interest to those firms who either hold "client money" or seek the protection of the client money regime

More or different regulation? Industry reacts to Turner

  • Dentons
  • -
  • United Kingdom
  • -
  • July 8 2009

On 18 June, consultation closed on the Turner Review and the FSA Discussion Paper that accompanied it

ISDA responds on investment bank resolution

  • Dentons
  • -
  • United Kingdom
  • -
  • July 17 2009

ISDA has written to Treasury on its plans to make insolvency regulations in relation to investment banks

FSA publishes markets regulatory agenda

  • Dentons
  • -
  • United Kingdom
  • -
  • May 28 2010

FSA has published its plans for regulating markets in the current climate of change

Industry comments on client categorisation

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • August 13 2010

FOA and APCIMS have published a joint response to the CESR consultation on client categorisation

LSE Group responds on EMIR

  • Dentons
  • -
  • United Kingdom
  • -
  • July 16 2010

The LSE Group has responded to the Commission's consultation on derivatives and market infrastructure

Court backs firm on duties to clients

  • Dentons
  • -
  • United Kingdom
  • -
  • February 11 2011

The High Court has backed two regulated firms in a case brought by an individual and a trust of which he was trustee

Parliament committee publishes draft EMIR opinion

  • Dentons
  • -
  • United Kingdom
  • -
  • February 11 2011

The Committee on Industry, Research and Energy has published a draft opinion to the Committee on Economic and Monetary Affairs (ECON) on EMIR

Industry warns on extra-territoriality

  • Dentons
  • -
  • European Union, Global, United Kingdom
  • -
  • July 8 2011

Eight industry associations, the Alternative Investment Management Association (AIMA), the European Banking Association (EBF), the Futures and Options Association (FOA), the Global Financial Markets Association (GFMA), the Investment Management Association (IMA), ISDA, the London Energy Brokers’ Association (LEBA) and the Wholesale Market Brokers’ Association (WMBA) have warned of the risks of extra-territorial application of laws

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