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IMA welcomes OFT survey

  • Dentons
  • -
  • United Kingdom
  • -
  • June 18 2010

IMA has welcomed the OFT review of equity underwriting, which it says will complement the investment industry's plans for an Institutional Investor Council

OFT to look at equity underwriting

  • Dentons
  • -
  • United Kingdom
  • -
  • June 18 2010

OFT has announced plans for a market study into equity underwriting and associated services

FSA proposes mobile phone taping

  • Dentons
  • -
  • United Kingdom
  • -
  • March 26 2010

FSA is consulting on plans to remove the current exemption from its COBS requirements to record telephone calls that exempts communications made on mobile phones and mobile communications (apart from email

IMA welcomes Stewardship Code

  • Dentons
  • -
  • United Kingdom
  • -
  • January 22 2010

IMA has welcomed FRC’s consultation on a Stewardship Code

FRC consults on Stewardship Code

  • Dentons
  • -
  • United Kingdom
  • -
  • January 22 2010

FRC is consulting on a Stewardship Code for institutional investors

BBA pleased with complaints data

  • Dentons
  • -
  • United Kingdom
  • -
  • September 18 2009

BBA has commented on the complaints data released by FOS

BBA responds on SCV verification

  • Dentons
  • -
  • United Kingdom
  • -
  • September 11 2009

BBA has responded to FSA's consultation on the single customer view verification in the context of changes to the FSCS process

FSA makes statement on Presbyterian

  • Dentons
  • -
  • United Kingdom
  • -
  • May 1 2009

FSA has made a statement on the Presbyterian Mutual Society

Treasury makes Financial Markets and Insolvency Regulations

  • Dentons
  • -
  • United Kingdom
  • -
  • April 9 2009

Treasury has made a new set of Financial Markets and Insolvency Regulations that change the insolvency regime that applies to RIEs and RCHs

FSA consults on extra deposit protection

  • Dentons
  • -
  • United Kingdom
  • -
  • April 3 2009

FSA issued a CP on extra FSCS protection for temporary high deposit balances, such as those arising on a house sale or inheritance