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Results: 1-10 of 302

FSA feeds back on insurance risk management

  • Dentons
  • -
  • United Kingdom
  • -
  • May 8 2009

FSA has published feedback to its DP on insurance risk management in Solvency II

AIC criticises AIFD

  • Dentons
  • -
  • United Kingdom
  • -
  • May 8 2009

AIC has added its voice to the criticism of the proposed AIFD

AMI worried about mortgage regulation

  • Dentons
  • -
  • United Kingdom
  • -
  • August 28 2009

AMI has published a report comparing the US and UK mortgage markets

BERR on the conference circuit

  • Dentons
  • -
  • United Kingdom
  • -
  • May 22 2009

Gareth Thomas, Minister for Trade, Finance and Consumer Affairs, spoke on BERR's plans to publish a White Paper in the summer looking at key consumer issues

FSA bans and fines trader £140,000 for unauthorised "prehedging"

  • Dentons
  • -
  • United Kingdom
  • -
  • May 29 2009

FSA has banned and fined trader Nilesh Shroff for deliberately disadvantaging his customers by "pre hedging" trades without their consent

More parts of Banking Act in force

  • Dentons
  • -
  • United Kingdom
  • -
  • May 29 2009

More sections of the Banking Act 2009 come into force on 1 June

FSA consults on full sale and rent back regime

  • Dentons
  • -
  • United Kingdom
  • -
  • October 2 2009

FSA is consulting on implementation of a full package of measures to protect consumers in the sale and rent back markets

IMA responds on OEIC PCC regime

  • Dentons
  • -
  • United Kingdom
  • -
  • October 2 2009

IMA has welcomed Treasury’s plans to introduce a protected cell regime for OEICs

OFT looks at self-regulation

  • Dentons
  • -
  • United Kingdom
  • -
  • October 2 2009

OFT has published a paper that looks at the role of self-regulation in its consumer protection work

FSSC sets NOS for risk management

  • Dentons
  • -
  • United Kingdom
  • -
  • June 5 2009

FSSC has published National Occupational Standards on the risk management function in the financial sector