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FSA feeds back on insurance risk management
- Dentons
- -
- United Kingdom
- -
- May 8 2009
FSA has published feedback to its DP on insurance risk management in Solvency II
AIC criticises AIFD
- Dentons
- -
- United Kingdom
- -
- May 8 2009
AIC has added its voice to the criticism of the proposed AIFD
AMI worried about mortgage regulation
- Dentons
- -
- United Kingdom
- -
- August 28 2009
AMI has published a report comparing the US and UK mortgage markets
BERR on the conference circuit
- Dentons
- -
- United Kingdom
- -
- May 22 2009
Gareth Thomas, Minister for Trade, Finance and Consumer Affairs, spoke on BERR's plans to publish a White Paper in the summer looking at key consumer issues
FSA bans and fines trader £140,000 for unauthorised "prehedging"
- Dentons
- -
- United Kingdom
- -
- May 29 2009
FSA has banned and fined trader Nilesh Shroff for deliberately disadvantaging his customers by "pre hedging" trades without their consent
More parts of Banking Act in force
- Dentons
- -
- United Kingdom
- -
- May 29 2009
More sections of the Banking Act 2009 come into force on 1 June
FSA consults on full sale and rent back regime
- Dentons
- -
- United Kingdom
- -
- October 2 2009
FSA is consulting on implementation of a full package of measures to protect consumers in the sale and rent back markets
IMA responds on OEIC PCC regime
- Dentons
- -
- United Kingdom
- -
- October 2 2009
IMA has welcomed Treasury’s plans to introduce a protected cell regime for OEICs
OFT looks at self-regulation
- Dentons
- -
- United Kingdom
- -
- October 2 2009
OFT has published a paper that looks at the role of self-regulation in its consumer protection work
FSSC sets NOS for risk management
- Dentons
- -
- United Kingdom
- -
- June 5 2009
FSSC has published National Occupational Standards on the risk management function in the financial sector
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