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Results: 11-20 of 280

FSA final notice - Mr Gabriel Aramide

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 18 2009

The FSA has published a Final Notice concerning Mr Gabriel Aramide banning him and fining him £101,279 for submitting a fraudulent mortgage application and for concealing a fraud conviction when applying to the FSA for approval as a director

FSA speech - Lessons from the financial crisis

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 30 2009

The FSA has published a speech by Verena Ross (Director of Strategy and Risk) entitled Lessons from the financial crisis

FSA takes action against chief executive of mortgage network for poor controls over appointed representatives

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • September 7 2009

A Managing Director of a mortgage and general insurance broker which operated a network of Appointed Representatives (ARs) has had his approval withdrawn for lack of competence and capability involving breaches of Statements of Principle 5 and 7: he failed to manage and control the expanding network to acceptable standards and, as a result, weak systems and controls were exploited by some of the ARs to submit fraudulent mortgage applications and recommend unsuitable mortgage contracts

The FSA's agenda for fighting financial crime

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • November 30 2009

The FSA has published a speech given by Margaret Cole, Director of Enforcement, FSA

FSA enforcement

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 21 2009

A partner of a mortgage broker has been prohibited due to a lack of knowledge or involvement in the firm’s mortgage business or the relevant regulatory requirements

Handbook Notice 95

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 21 2009

The FSA has published Handbook Notice 95

Financial Stability Report, issue 26

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • January 4 2010

The Bank of England (BoE) has published its bi-annual Financial Stability Report

Money laundering

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 9 2009

The Joint Money Laundering Steering Group (JMLSG) has published on its website, an addition to Part I of its December 2007 Guidance, to provide industry guidance on compliance with directions issued under Schedule 7 of the Counter-Terrorism Act 2008

The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 1 2010

On 19 January 2010, there was published on the Office of Public Sector Information (OPSI) website The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010 (the Order

Treasury confirms 1 January restructuring of Northern Rock

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 14 2009

HM Treasury has issued a press release stating that the restructure of Northern Rock will take place on 1 January 2010