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Results: 11-20 of 280

The Financial Services and Markets Act 2000 (Controllers) Regulations 2009

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 23 2009

There has been published on the Office of Public Sector Information website, the Financial Services and Markets Act 2000 (Controllers) Regulations 2009 with an explanatory memorandum

FSA’s initial response to the Scottish Affairs Committee Report on Dunfermline Building Society

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • August 6 2009

The FSA has published a short statement setting out its initial response to the Scottish Affairs Committee Report on Dunfermline Building Society

Paul Tucker speech at Barclays Annual Lecture

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • November 2 2009

Paul Tucker, Deputy Governor, Financial Stability, Bank of England, gave a speech at the Barclays Annual Lecture in which he outlined the Bank’s thinking on the development of a "toolkit" of macro-prudential instruments with the prime purpose of making the financial system more resilient to swings in the credit cycle

FSA Final Notice - Mohammed Ahmed

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 9 2009

The FSA has published a Final Notice concerning Mohammed Ahmed prohibiting Mr Ahmed from performing any function in relation to any regulated activity carried on by any authorised person, exempt person or exempt professional firm

The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 1 2010

On 19 January 2010, there was published on the Office of Public Sector Information (OPSI) website The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010 (the Order

What do banks do, what should they do and what public policies are needed to ensure best results for the real economy?

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 22 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) which is entitled What do banks do, what should they do and what public policies are needed to ensure best results for the real economy?

FSA enforcement

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The Financial Services and Markets Tribunal (the Tribunal) has upheld the FSA's refusal of a sole trader mortgage broker's application for Part IV permission on the grounds of repeated failure to file an RMAR

Defining L in the BBA LIBOR

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • June 29 2009

The British Bankers Association (BBA) has issued a short press statement entitled Defining L in the BBA LIBOR

FSA takes tough action against poor complaint handling in banks

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 3 2010

The FSA has published a report that contains the results of its review of complaint handling in banking groups

FSA speech - the outlook for banking and banking regulation

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • April 13 2009

The FSA has published a speech by Thomas F. Huertas (Director, Banking Sector, FSA) entitled "The outlook for banking and banking regulation"