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Results: 11-20 of 280

FSA enforcement

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The Financial Services and Markets Tribunal (the Tribunal) has upheld the FSA's refusal of a sole trader mortgage broker's application for Part IV permission on the grounds of repeated failure to file an RMAR

FSA speech - Lessons from the financial crisis

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 30 2009

The FSA has published a speech by Verena Ross (Director of Strategy and Risk) entitled Lessons from the financial crisis

Resolution of large and complex financial institutions: the big issues

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 29 2010

The Bank of England (BoE) has published a speech given by Paul Tucker (Deputy Governor for Financial Stability and chair of the Financial Stability Board's Working Group on Cross Border Crisis Management) entitled Resolution of large and complex financial institutions: the big issues

BBA statement on FSA Mortgage Market Review

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • October 26 2009

The British Bankers' Association (BBS) has released the following statement in respect of the FSA’s Mortgage Market Review: "It is the shared responsibility of all of us to ensure that any money we borrow can be repaid in full."

Building Society Capital and related issues: a discussion paper

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • April 5 2010

In its White Paper entitled Reforming financial markets, the Government announced that it would convene an experts group to advise on strategic issues affecting building societies

FSA speech - The way forward

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 18 2009

The FSA has published a speech by Jon Pain (Managing Director, Retail Markets, FSA) entitled The way forward

UK regulated covered bonds: assuring and monitoring quality and confidence

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • January 18 2010

The FSA has published a fact sheet on regulated covered bonds

MoU between the OFT and the FSA

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes

FSA speech - the outlook for banking and banking regulation

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • April 13 2009

The FSA has published a speech by Thomas F. Huertas (Director, Banking Sector, FSA) entitled "The outlook for banking and banking regulation"

Policy Statement 105: a specialist sourcebook for building societies: enhanced supervisory guidance on financial and credit risk management

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • April 5 2010

The FSA has published Policy Statement 105: A specialist sourcebook for building societies: Enhanced supervisory guidance on financial and credit risk management (PS105