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Conduct of Business Sourcebook (COBS) post implementation review: final statement on findings

Norton Rose LLP
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United Kingdom
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March 29 2010

The FSA has published its final statement on its findings following the Conduct of Business (COBS) post-implementation review

Policy Statement 105: a specialist sourcebook for building societies: enhanced supervisory guidance on financial and credit risk management

Norton Rose LLP
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United Kingdom
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April 5 2010

The FSA has published Policy Statement 105: A specialist sourcebook for building societies: Enhanced supervisory guidance on financial and credit risk management (PS105

The small firms financial crime review

Norton Rose LLP
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United Kingdom
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May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

The Queen’s Speech - BBA comment

Norton Rose LLP
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United Kingdom
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May 31 2010

The British Bankers' Association (BBA) has issued a short press statement on the Queen's Speech

The six-month time limit

Norton Rose LLP
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United Kingdom
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May 31 2010

The Financial Ombudsman Service (FOS) has published an online technical resource note that explains the "six-month time limit" for referring complaints to it

Something old and something new: Novel and familiar drivers of the latest crisis

Norton Rose LLP
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United Kingdom
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May 31 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) entitled Something old and something new: Novel and familiar drivers of the latest crisis

Policy Statement 106: Distribution of retail investments: Delivering the RDR - feedback to CP0918 and final rules

Norton Rose LLP
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United Kingdom
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April 5 2010

In June 2009 the FSA published Consultation Paper 0918: Distribution of retail investments: Delivering the RDR (CP0918

Discussion Paper 102: Platforms: delivering the RDR and other issues for discussion

Norton Rose LLP
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United Kingdom
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April 5 2010

The FSA has published Discussion Paper 102: Platforms: delivering the RDR and other issues for discussion (DP102

BBA response to European Commission communication on bank resolution funds

Norton Rose LLP
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European Union, United Kingdom
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May 31 2010

The British Bankers' Association (BBA) has issued a short press statement concerning the European Commission's proposal on bank resolution funds

The FSA’s role under the Payment Services Regulations 2009

Norton Rose LLP
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United Kingdom
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May 31 2010

The FSA has published an updated version of a paper in which it explains its role under the Payment Services Regulations 2009 (PSRs

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Search results

Conduct of Business Sourcebook (COBS) post implementation review: final statement on findings

Policy Statement 105: a specialist sourcebook for building societies: enhanced supervisory guidance on financial and credit risk management

The small firms financial crime review

The Queen’s Speech - BBA comment

The six-month time limit

Something old and something new: Novel and familiar drivers of the latest crisis

Policy Statement 106: Distribution of retail investments: Delivering the RDR - feedback to CP0918 and final rules

Discussion Paper 102: Platforms: delivering the RDR and other issues for discussion

BBA response to European Commission communication on bank resolution funds

The FSA’s role under the Payment Services Regulations 2009

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