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Results: 11-20 of 280

FSA enforcement

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The Financial Services and Markets Tribunal (the Tribunal) has upheld the FSA's refusal of a sole trader mortgage broker's application for Part IV permission on the grounds of repeated failure to file an RMAR

Consultation Paper 101: Quarterly consultation (No 23)

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 1 2010

On 6 January 2010, the FSA published Consultation Paper 101: Quarterly consultation (No 23) (CP101

Handbook Notice 95

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 21 2009

The FSA has published Handbook Notice 95

NAPF Annual Investment Conference.

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 23 2009

HM Treasury has published a speech by Lord Myners (Financial Secretary to HM Treasury) at the NAPF Annual Investment Conference

FSA letter to BBA on ICG and GENPRU 1.2.26R

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 30 2009

The FSA has published a letter it sent to the British Bankers Association on the Individual Capital Guidance (ICG) and rule 1.2.26 of the General Prudential sourcebook (GENPRU 1.2.26R

FSA speech - the outlook for banking and banking regulation

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • April 13 2009

The FSA has published a speech by Thomas F. Huertas (Director, Banking Sector, FSA) entitled "The outlook for banking and banking regulation"

Policy Statement 105: a specialist sourcebook for building societies: enhanced supervisory guidance on financial and credit risk management

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • April 5 2010

The FSA has published Policy Statement 105: A specialist sourcebook for building societies: Enhanced supervisory guidance on financial and credit risk management (PS105

FSA confirms Chesham Building Society merger with the Skipton Building Society

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has announced that it has confirmed the proposed transfer of the engagements of the Chesham Building Society to the Skipton Building Society

FOS publishes Ombudsman News issue 81

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • November 30 2009

The Financial Ombudsman Service (FOS) has published issue 81 of Ombudsman News

Resolution of large and complex financial institutions: the big issues

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 29 2010

The Bank of England (BoE) has published a speech given by Paul Tucker (Deputy Governor for Financial Stability and chair of the Financial Stability Board's Working Group on Cross Border Crisis Management) entitled Resolution of large and complex financial institutions: the big issues