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Twelve o’clock high: court upholds “tail-gunner” clause and awards success fee to former financial adviser

Norton Rose Fulbright LLP
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United Kingdom
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June 4 2010

In Seymour Pierce Limited v Grandtop International Holdings Limited 2010 EWHC 676 (QB) Mr Justice Eady upheld a "tail-gunner" clause in a financial adviser's engagement letter and awarded a success fee to the financial adviser after its former client completed a takeover of Birmingham City Football Club (with a different adviser) and even though its original retainer had been terminated

FSA imposes fines of £4.25m on Winterflood and two traders for market abuse following success in Court of Appeal

Norton Rose Fulbright LLP
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United Kingdom
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May 3 2010

The FSA has won its market abuse case in the Court of Appeal against Winterflood Securities Limited and two of its traders, Stephen Sotiriou and Jason Robins

Integrity: when honesty is not enough

Norton Rose Fulbright LLP
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United Kingdom
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February 8 2010

Integrity is a concept usually associated with honesty

Corporate broker intern and his father receive 12 and 24-month prison sentences respectively for insider dealing

Norton Rose Fulbright LLP
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United Kingdom
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February 1 2010

On 10 December 2009, the FSA issued a press release stating that former corporate broker intern, Matthew Uberoi and his father, Neel Uberoi, had been sentenced to 12 and 24-month prison sentences respectively for insider dealing

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Twelve o’clock high: court upholds “tail-gunner” clause and awards success fee to former financial adviser

FSA imposes fines of £4.25m on Winterflood and two traders for market abuse following success in Court of Appeal

Integrity: when honesty is not enough

Corporate broker intern and his father receive 12 and 24-month prison sentences respectively for insider dealing

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