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FSA speech - delivering intensive supervision and credible deterrence

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled "Delivering intensive supervision and credible deterrence"

The Financial Services and Markets Act 2000 (Exemption) (Amendment) (No. 2) Order 2009

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

On the Office of Public Sector Information website, there has been published the Financial Services and Markets Act 2000 (Exemption) (Amendment) (No. 2) Order 2009

The Financial Services and Markets Act 2000 (Controllers) Regulations 2009

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 23 2009

There has been published on the Office of Public Sector Information website, the Financial Services and Markets Act 2000 (Controllers) Regulations 2009 with an explanatory memorandum

Handbook Notice 85

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 9 2009

The FSA has published Handbook Notice 85, which introduces the FSA Handbook and other material made by the FSA Board under its legislative powers on 9 and 26 February 2009

FSA speech - The Crisis: the role of investors

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

The FSA has published a speech by Hector Sants (CEO, FSA) entitled The Crisis: the role of investors

Handbook Development newsletter (issue 108)

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 9 2009

The FSA has published issue 108 of its Handbook Development newsletter

FSA final notices

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 30 2009

An insurance broker has been fined £21,000 for breaches of Principles 3, 7 and 11 arising from failings in its control of its appointed representatives; misleading clients (in relation to its fees and services) and the FSA (about monitoring activities) and failures to inform customers about their rights to refer complaints to FOS

Consultation Paper 0912: Quarterly consultation (No. 20)

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • April 13 2009

The FSA has published Consultation Paper 0912: Quarterly consultation (No. 20) (CP0920

FSA supervisory notices

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • April 20 2009

Two sole traders have had their Part IV permissions varied to remove all regulated activities with immediate effect

FSA wins case to ban former chief executive of Gen Re business unit

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • April 13 2009

The Tribunal has directed the FSA to prohibit the former CEO of a financial reinsurance business for his involvement in three reinsurance transactions between 1998 and 2001