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Results: 1-8 of 8

Twelve o’clock high: court upholds “tail-gunner” clause and awards success fee to former financial adviser

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • June 4 2010

In Seymour Pierce Limited v Grandtop International Holdings Limited 2010 EWHC 676 (QB) Mr Justice Eady upheld a "tail-gunner" clause in a financial adviser's engagement letter and awarded a success fee to the financial adviser after its former client completed a takeover of Birmingham City Football Club (with a different adviser) and even though its original retainer had been terminated

FSA confirms Chesham Building Society merger with the Skipton Building Society

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has announced that it has confirmed the proposed transfer of the engagements of the Chesham Building Society to the Skipton Building Society

Semperian Limited Partnership pleads guilty to change in control offence

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 22 2010

Semperian PPP Investment Partners Limited Partnership (Semperian) has pleaded guilty at the City of Westminster Magistrates Court to an offence under section 191(3) of the Financial Services and Markets Act 2000 by acquiring an authorised firm before it had received the necessary approval from the FSA

European Commission takes action against UK for failure to implement Acquisitions Directive in Gibraltar

  • Norton Rose Fulbright LLP
  • -
  • European Union, Gibraltar, United Kingdom
  • -
  • November 30 2009

The European Commission has sent a reasoned opinion to the UK for failure to implement the Acquisitions Directive (200744EC) in Gibraltar by 21 March 2009

Evidence published relating to House of Lords Parliamentary inquiry into proposed AIFM Directive

  • Norton Rose Fulbright LLP
  • -
  • European Union, United Kingdom
  • -
  • November 2 2009

The House of Lords EU Select Committee has published the oral evidence of two representatives of CMS Cameron McKenna LLP concerning its enquiry into the proposed Alternative Investment Fund Managers Directive, and that of Mr John Chapman, an ex-civil servant and journalist

Final Notice relating to change of control under Part XII FSMA 2000 concerning Resolution Ltd, Resolution Holdco no 1 LP, Sussex Holdings (Guernsey) Ltd and Resolution Holdings (UK) Ltd

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • November 2 2009

The FSA has published a Final Notice regarding the acquisition of control of the Target Firms by the Controller Firms

BVCA Private Equity Summit - check against delivery

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • October 26 2009

HM Treasury has published the text of the speech that Lord Myners, Financial Services Secretary to the Treasury, gave at the BVCA Private Equity Summit

The Financial Services and Markets Act 2000 (Controllers) Regulations 2009

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 23 2009

There has been published on the Office of Public Sector Information website, the Financial Services and Markets Act 2000 (Controllers) Regulations 2009 with an explanatory memorandum