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FSA details the enhanced standards people can expect from all investment advisers

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • June 29 2009

The FSA has issued a press statement in relation to the enhanced standards people can expect from all investment advisers as a result of the proposals contained in Consultation Paper 0918: Distribution of retail investments: Delivering the RDR (CP0918

Resolution of large and complex financial institutions: the big issues

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 29 2010

The Bank of England (BoE) has published a speech given by Paul Tucker (Deputy Governor for Financial Stability and chair of the Financial Stability Board's Working Group on Cross Border Crisis Management) entitled Resolution of large and complex financial institutions: the big issues

BBA statement on FSA Mortgage Market Review

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • October 26 2009

The British Bankers' Association (BBS) has released the following statement in respect of the FSA’s Mortgage Market Review: "It is the shared responsibility of all of us to ensure that any money we borrow can be repaid in full."

IMA updates sector classification chart

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • June 29 2009

The Investment Management Association has issued an information alert advising firms that it has published a new sector classification chart to clarify how the sectors relate to one another

Three arrested in FSA insider dealing investigation

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 8 2010

The FSA has issued a press notice stating that three 38-year-old men were arrested in connection with an investigation by the FSA into suspected insider dealing

Building Society Capital and related issues: a discussion paper

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • April 5 2010

In its White Paper entitled Reforming financial markets, the Government announced that it would convene an experts group to advise on strategic issues affecting building societies

FSA speech - The way forward

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 18 2009

The FSA has published a speech by Jon Pain (Managing Director, Retail Markets, FSA) entitled The way forward

Investment banker and wife charged with insider dealing - third suspect arrested in Mayotte

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 22 2010

The FSA has issued a press release stating that Christian Littlewood, a senior investment banker, and his wife Angie Littlewood have been charged with 13 counts of insider dealing

Structured investment products suitability assessment template - FAQs

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 22 2010

The FSA has published frequently asked questions that are designed to help firms understand and interpret the structured investment products suitability assessment template that was published on 27 October 2009

UK regulated covered bonds: assuring and monitoring quality and confidence

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • January 18 2010

The FSA has published a fact sheet on regulated covered bonds