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Results: 1-10 of 133

The small firms financial crime review

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

The six-month time limit

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The Financial Ombudsman Service (FOS) has published an online technical resource note that explains the "six-month time limit" for referring complaints to it

Something old and something new: Novel and familiar drivers of the latest crisis

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) entitled Something old and something new: Novel and familiar drivers of the latest crisis

Government commits to transparent, fair and independently designed payment scheme for Equitable Life policyholders that is swift, simple, transparent and fair

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The Financial Secretary to the Treasury, Mark Hoban MP, has announced that the Government will take forward a Bill to enable payments to be made in relation to Equitable Life, as included in the Queen's Speech to Parliament

Queen’s Speech - Financial Services Regulation Bill

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

A transcript of the Queen's Speech which outlines the Government's priorities for the coming Parliamentary year has been published on the Number 10 website

Focus on insurance brokers: FSA final report on brokers’ anti-bribery and corruption controls

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 24 2010

The FSA has published its final report on anti-bribery and corruption in commercial insurance broking which concludes that the approach of broker firms to higher risk business with third parties has been too informal, with many brokers failing to apply a risk-based approach to anti-bribery and corruption in practice

Statement regarding Competition Commission’s decision on prohibition of point of sale

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The British Bankers Association (BBA) has issued a statement stating that it is very disappointed that the Competition Commission has decided to pursue a point of sale prohibition for payment protection insurance products

FSA’s approach to intensive supervision

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a speech given by Jon Pain (Managing Director, Supervision, FSA) entitled FSA's approach to intensive supervision

Simplified Advice

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a speech given by Sheila Nicoll (Conduct Policy Director, FSA) which is entitled Simplified Advice

Anti-bribery and corruption in commercial insurance broking

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a report which describes how commercial insurance broker firms in the UK are addressing the risks of becoming involved in corrupt practices such as bribery

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