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Results: 11-20 of 470

Queen’s Speech - Financial Services Regulation Bill

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

A transcript of the Queen's Speech which outlines the Government's priorities for the coming Parliamentary year has been published on the Number 10 website

The small firms financial crime review

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

Avoiding corruption risks in the city: the Bribery Act 2010

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The City of London Corporation has published a report prepared by Transparency International which is entitled Avoiding Corruption Risks in the City: The Bribery Act 2010

City of London Corporation’s report on avoiding corruption risks in City businesses

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 27 2010

Transparency International (TI) has published its report for the City of London Corporation focusing on corruption risks in financial services firms and the potential impact of the Bribery Act 2010 on the sector once it comes into force

Focus on insurance brokers: FSA final report on brokers’ anti-bribery and corruption controls

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 24 2010

The FSA has published its final report on anti-bribery and corruption in commercial insurance broking which concludes that the approach of broker firms to higher risk business with third parties has been too informal, with many brokers failing to apply a risk-based approach to anti-bribery and corruption in practice

FSA warning regarding boiler room share fraudsters

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has issued a press notice stating that it is contacting more than 38,000 people across the UK to warn them that they could be the target of share fraud after it recovered a master list used by boiler room fraudsters

UK coalition government publishes Coalition Agreement

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The Conservatives and Liberal Democrats have published the text of the full Coalition Agreement, setting out the main elements of the new UK Government's policy programme

FSA’s approach to intensive supervision

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a speech given by Jon Pain (Managing Director, Supervision, FSA) entitled FSA's approach to intensive supervision

Simplified Advice

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a speech given by Sheila Nicoll (Conduct Policy Director, FSA) which is entitled Simplified Advice

Anti-bribery and corruption in commercial insurance broking

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a report which describes how commercial insurance broker firms in the UK are addressing the risks of becoming involved in corrupt practices such as bribery