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Recent insider dealing prosecution and plea bargaining
- Norton Rose LLP
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- United Kingdom
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- March 15 2010
On 10 March 2010, Malcolm Calvert, a former equities market maker at Cazenove, was convicted of insider dealing
New FSA penalty-setting framework
- Norton Rose LLP
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- United Kingdom
- -
- March 3 2010
On 1 March 2010, the FSA published its Enforcement financial penalties Policy Statement (104), and amendments to the guidance in the Decision Procedure and Penalties manual (DEPP), following a consultation period between June and October 2009
