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FSA imposes fines of £4.25m on Winterflood and two traders for market abuse following success in Court of Appeal

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 3 2010

The FSA has won its market abuse case in the Court of Appeal against Winterflood Securities Limited and two of its traders, Stephen Sotiriou and Jason Robins

Corporate broker intern and his father receive 12 and 24-month prison sentences respectively for insider dealing

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 1 2010

On 10 December 2009, the FSA issued a press release stating that former corporate broker intern, Matthew Uberoi and his father, Neel Uberoi, had been sentenced to 12 and 24-month prison sentences respectively for insider dealing