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FSA publishes international agenda
- Dentons
- -
- United Kingdom
- -
- October 29 2010
FSA has published its current international agenda
FSA explains general guidance principles
- Dentons
- -
- United Kingdom
- -
- October 15 2010
FSA has announced a new consultation process for general guidance
FSA on the conference circuit
- Dentons
- -
- United Kingdom
- -
- June 18 2010
In the past week:Dan Waters spoke on SEC regulation outside the US: he looked at changes in the EU supervisory architecture and then moved to the differences between current Alternative Investment Fund Managers Directive proposals and the US position
FSA sets 201011 fees
- Dentons
- -
- United Kingdom
- -
- June 4 2010
FSA has adopted its new consolidated policy statement on its fee-raising arrangements and fees and levies for 201011
FSA makes more new rules
- Dentons
- -
- United Kingdom
- -
- June 4 2010
In addition to the new fees rules described above, FSA also made the changes to its Handbook through the following instruments at its May board meeting
FSA launches new online system for regulatory applications
- Dentons
- -
- United Kingdom
- -
- June 4 2010
FSA is launching a web-based system for submission of regulatory applications for approved persons, appointed representatives, variations of permissions, passports, cancellations, waivers and standing data
AIFA responds to FSA fees for 201011
- Dentons
- -
- United Kingdom
- -
- June 4 2010
AIFA has stated that the FSA's fees for 201011 mark "the start of the journey to fairness for IFA firms"
FSA on the conference circuit
- Dentons
- -
- United Kingdom
- -
- May 21 2010
FSA has been busy on the conference circuit in the past week
FSA censures firm for geared traded endowment failings
- Dentons
- -
- United Kingdom
- -
- May 14 2010
FSA has censured a firm in voluntary liquidation for failings in selling and promoting geared traded endowment policies
FSA consults on FS Act implementation
- Dentons
- -
- United Kingdom
- -
- April 30 2010
FSA is consulting on implementing some of its new powers and duties under the Financial Services Act 2010
