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The FSA has issued a press notice stating that investigators from its Enforcement and Financial Crime Division acting with the assistance of the City of London Police (CoLP) have conducted a search operation at a residential address in East London
The FSA has censured a product provider and adviser of geared traded endowment policies (GTEPs) for breaches of Principles 7 (Communications with clients) and 9 (Customers: relationships of confidence
The Investment Management Association has issued a press release stating that the UK is now a competitive fund domicile, offering all types of investors a wide range of well-governed, well-managed and tax-efficient funds
The FSA has won its market abuse case in the Court of Appeal against Winterflood Securities Limited and two of its traders, Stephen Sotiriou and Jason Robins
The FSA has charged Anjam Ahmad, an ex-hedge fund trader, with one count of conspiracy to commit insider dealing contrary to section 1 of the Criminal Law Act 1977
