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Results: 1-10 of 463

The small firms financial crime review

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

Avoiding corruption risks in the city: the Bribery Act 2010

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The City of London Corporation has published a report prepared by Transparency International which is entitled Avoiding Corruption Risks in the City: The Bribery Act 2010

The Queen’s Speech - BBA comment

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The British Bankers' Association (BBA) has issued a short press statement on the Queen's Speech

The six-month time limit

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The Financial Ombudsman Service (FOS) has published an online technical resource note that explains the "six-month time limit" for referring complaints to it

FSA enforcement

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

A former inter-dealer broker has been prohibited in connection with deliberate unauthorised trades

Something old and something new: Novel and familiar drivers of the latest crisis

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) entitled Something old and something new: Novel and familiar drivers of the latest crisis

Government commits to transparent, fair and independently designed payment scheme for Equitable Life policyholders that is swift, simple, transparent and fair

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The Financial Secretary to the Treasury, Mark Hoban MP, has announced that the Government will take forward a Bill to enable payments to be made in relation to Equitable Life, as included in the Queen's Speech to Parliament

The FSA’s markets regulatory agenda

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The FSA has published a paper which is entitled The FSA's markets regulatory agenda

BBA response to European Commission communication on bank resolution funds

  • Norton Rose LLP
  • -
  • European Union, United Kingdom
  • -
  • May 31 2010

The British Bankers' Association (BBA) has issued a short press statement concerning the European Commission's proposal on bank resolution funds

The FSA’s role under the Payment Services Regulations 2009

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The FSA has published an updated version of a paper in which it explains its role under the Payment Services Regulations 2009 (PSRs

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