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Treasury reclassifies sukuk under new regime

Dentons
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United Kingdom
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February 3 2010

Treasury has brought sukuk and similar instruments within the scope of UK financial regulation

FSA fines Morgan Stanley and bans trader over mis-marking

Dentons
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United Kingdom
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May 15 2009

FSA has fined Morgan Stanley £1.4 million for systems and controls failures in relation to trader mis-marking

FSA writes to CEOs on liquidity

Dentons
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United Kingdom
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January 15 2010

FSA has written to CEOs on how FSA plans to monitor compliance with its new liquidity requirements

FSA makes new significant influence function (SIF) rules

Dentons
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United Kingdom
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October 1 2010

FSA has published its final rules on the new framework for controlled functions, following CP103

FSA bans trader

Dentons
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United Kingdom
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May 22 2009

FSA has banned a former Morgan Stanley commodities trader for trying to hide his trading position

FSA makes statement on profit participating deferred shares

Dentons
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United Kingdom
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June 19 2009

FSA has explained how PPDS will be treated for capital purposes, following the West Bromwich Building Society’s announcement about its use of them

FSA gets insider dealing conviction

Dentons
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United Kingdom
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April 3 2009

The Crown Court has found a solicitor and his father-in-law guilty of insider dealing after FSA brought criminal proceedings for the first time

Treasury publishes CFS ToR

Dentons
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United Kingdom
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November 27 2009

Treasury has published draft Terms of Reference for the Council for Financial Stability

CPPS to review clearing and settlement systems

Dentons
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United Kingdom
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February 5 2010

The Committee on Payment and Settlement Systems and IOSCO are jointly reviewing their existing standards for financial market infrastructures like payment systems, securities settlement systems and central counterparties

FSA fines again for transaction reporting failures

Dentons
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United Kingdom
-
August 27 2010

FSA has levied its sixth fine for transaction reporting problems

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Search results

Treasury reclassifies sukuk under new regime

FSA fines Morgan Stanley and bans trader over mis-marking

FSA writes to CEOs on liquidity

FSA makes new significant influence function (SIF) rules

FSA bans trader

FSA makes statement on profit participating deferred shares

FSA gets insider dealing conviction

Treasury publishes CFS ToR

CPPS to review clearing and settlement systems

FSA fines again for transaction reporting failures

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