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Financial Regulatory Developments 27 June - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

FCA has published a discussion paper looking at how it should recover the costs of processing authorisation applications. The paper looks just at the

Financial Regulatory Developments 27 June - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

PRA has published updates to its "approach" documents for banking and insurance supervision. (Source: PRA Banking Approach June 2014 and PRA

Financial Regulatory Developments 27 June - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 27 2014

The City Minister has announced in Parliament that the Government has decided to opt in to the justice and home affairs (JHA) provisions in the EU

Financial Regulatory Developments 4 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 4 2014

At FCA's June Board meeting, it made the following new rules: the Handbook Administration (No 34) Instrument 2014: this makes minor changes to

Financial Regulatory Developments 4 July - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 4 2014

PRA has finalised its rules on its fees and levies. Its policy statement in response to its consultation highlights: its final Annual Funding

Financial Regulatory Developments 20 June - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 20 2014

FCA has fined Credit Suisse International (CSI) £2,398,100 and Yorkshire Building Society (YBS) £1,429,000 for failures in financial promotions

Financial Regulatory Developments 13 June - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 13 2014

FCA has published its policy statement and final rules following its review of the client asset regime for investment businesses. It is making many

FSA writes to firms on unbreakable deposits

  • Dentons
  • -
  • United Kingdom
  • -
  • January 11 2013

On 30 November 2012, FSA wrote to individuals carrying out a Client Assets Sourcebook (CASS) operational oversight function (CF10a). FSA is concerned

Financial Regulatory Developments 20 June - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 20 2014

In this year's Mansion House speech, key announcements were: the Fair and Effective Markets Review, a comprehensive review of standards in the fixed

Financial Regulatory Developments 4 July - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 4 2014

The Financial Policy Committee (FPC) has published its semi-annual Financial Stability Report and the record of its meetings on 17 and 25 June, where