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Results: 1-10 of 1,413

Financial Regulatory Developments 2 April - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

Treasury has issued a Memorandum of Understanding (MOU) between BoE, FCA, PSR and PRA as required by the Banking Reform Act. The MoU describes the

Financial Regulatory Developments 2 April - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

The Small Business, Enterprise and Employment Act 2015 has received Royal Assent. It includes several provisions relevant to financial services

Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID

Financial Regulatory Developments 2 April - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

BoE and ECB have agreed a set of measures aimed at enhancing financial stability in relation to centrally cleared markets within the EU. The measures

Financial Regulatory Developments 2 April - Financial Policy Committee (FPC)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

Mark Carney, in his capacity as Chairman of FPC, has written to George Osborne responding to a letter outlining FPC's remit and other government

Financial Regulatory Developments 13 March - UK Financial Services and Markets Regulators

  • Dentons
  • -
  • United Kingdom
  • -
  • March 13 2015

FCA has published a thematic review and supporting papers that show consumers do not understand structured products. FCA carried out research that

Financial Regulatory Developments 27 March - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

PRA has published its first set of final rules implementing the Senior Manager Regime (SMR) and certification regime for banks, building societies

Financial Regulatory Developments 2 April - Hedge Funds Standards Board (HFSB)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

HFSB is consulting on how to improve disclosure of conflicts of interest to investors. It asks for comments by 12 June. (Source: HFSB Consults on

Financial Regulatory Developments 20 March - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 20 2015

Treasury has published an update to the Special Resolution Regime (SRR) Code of Practice under the Banking Act, which it has presented to Parliament

Financial Regulatory Developments 27 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 27 2015

FCA has updated on its authorisation and supervision priorities for funds. It says: from April 2015 it will introduce new targets for authorisation