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Results: 1-10 of 1,261

Financial Regulatory Developments 21 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 21 2014

FCA has added several new pages to its website to help firms prepare for consumer credit authorisation by it. The pages relate to: preparing for

Financial Regulatory Developments 28 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 28 2014

FCA has carried out its second review on readiness for the Mortgage Market Review (MMR). All relevant firms say they will be ready in time although

Financial Regulatory Developments 28 February - European Court of Justice (ECJ)

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • February 28 2014

Details of an action brought against the EU by the UK in September 2013 to annul certain provisions of the fourth Capital Requirements Directive (CRD

Financial Regulatory Developments 28 February - HM Treasury (Treasury)

  • Dentons
  • -
  • Singapore, United Kingdom
  • -
  • February 28 2014

Treasury has updated the sanctions lists in respect of redesignations under terrorist asset freezing regulations and Zimbabwe. (Source: Treasury

Financial Regulatory Developments 21 February - City of London Law Society (CLLS)

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • February 21 2014

CLLS has responded to Treasury's review of the balance between EU and UK competences. It calls for the: automatic deferral of implementation dates

Financial Regulatory Developments 7 March - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 7 2014

BoE has announced that, in the course of its internal investigation into whether its staff were involved in the manipulation of the foreign exchange

BoE publishes stress-testing anchor scenario

  • Dentons
  • -
  • United Kingdom
  • -
  • July 5 2013

BoE has published its recommended stress-testing anchor scenario, which firms can use as guide to calibrate their own scenarios for Pillar 2 capital

Financial Regulatory Developments 7 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 7 2014

FCA has published a policy statement confirming its new rules which: ban new referral payments from a discretionary investment manager (DIM) to an

FCA makes AIFMD rules

  • Dentons
  • -
  • United Kingdom
  • -
  • July 5 2013

At its June Board meeting, FCA made its rules implementing the Alternative Investment Fund Managers Directive (AIFMD) into its rulebook. The rules

BBA responds on MiFID questionnaire

  • Dentons
  • -
  • United Kingdom
  • -
  • March 2 2012

BBA has responded to EP’s MiFID Review questionnaire