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Financial Regulatory Developments 8 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2014

FCA has published its consultation paper on implementing the Bank Recovery and Resolution Directive (BRRD) into its rules. Treasury and PRA have

Financial Regulatory Developments 8 August - Parliament

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2014

The House of Lords Economic Affairs Committee has written to Martin Wheatley asking him whether predatory trading is a problem in FCA's opinion. The

Financial Regulatory Developments 8 August - Legislation

  • Dentons
  • -
  • European Union, Russia, Ukraine, United Kingdom
  • -
  • August 8 2014

The EU published its Regulation on the further Ukrainian sanctions (8332014 - the EU Regulation) on 31 July. Treasury has made the Ukraine (European

Financial Regulatory Developments 8 August - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2014

Treasury is consulting on the remaining policy issues for UK transposition of Solvency 2. Certain key issues were delayed pending adoption of the

Financial Regulatory Developments 8 August - Department of Energy and Climate Change (DECC)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2014

DECC is consulting on proposals to create criminal offences in line with the prohibitions on insider dealing and market manipulation in the Regulation

Financial Regulatory Developments 1 August - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 1 2014

Following Treasury's consultation on implementation of the Bank Recovery and Resolution Directive (BRRD) (see FReD 25 July), PRA has now published

The Fons decision: regulatory implications for parties to loan agreements

  • Dentons
  • -
  • United Kingdom
  • -
  • July 30 2014

In Fons Hf v. Corporal Ltd & Anor (Fons), the Court of Appeal held, in the context of a specific agreement, that "debentures" included loan

Financial Regulatory Developments 25 July - Council of the European Union (Council)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

The Council published the text of the fifth UCITS Directive (UCITS V) in advance of its formal adoption, which it announced on 23 July. (Source:

Financial Regulatory Developments 25 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

FCA has: published the results of its thematic review into offers of enhanced transfer values (ETVs) when financial advisers try to persuade

Financial Regulatory Developments 1 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 1 2014

FCA has fined Lloyds Bank and Bank of Scotland (BoS) £105 million for failings relating to LIBOR and other benchmarks. The fines cover: £70 million