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Results: 1-10 of 1,339

Financial Regulatory Developments 17 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

FCA has banned the managing and finance directors of Pritchard Stockbrokers Limited for client money failings. The firm was censured. FCA would have

Financial Regulatory Developments 17 October - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

Treasury is proposing to designate, and bring within the scope of the Payment Systems Regulator (PSR), the following payment systems: Bacs; CHAPS

Financial Regulatory Developments 17 October - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

Following the EBA and ECB announcements of planned publication of the bank stress test results, BoE says the Financial Policy Committee and PRA will

Financial Regulatory Developments 10 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 10 2014

FCA has published details of its agreement with Wonga that requires Wonga to make significant changes to its business immediately. Wonga agreed to

Financial Regulatory Developments 17 October - Banking Standards Review council (BSRC)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

Dame Colette Bowe is the Chairman of the BSRC, taking over from Sir Richard Lambert, the interim chair. (Source: Colette Bowe Appointed BSRC Chair

Financial Regulatory Developments 17 October - City of London Law Society (CLLS)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

CLLS has responded to Treasury's consultation on removing impediments to resolvability under the BRRD, which Treasury is in the process of transposing

FCA fines Rabobank for LIBOR failings

  • Dentons
  • -
  • United Kingdom
  • -
  • November 1 2013

FCA has fined Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank) £105 million for serious, prolonged and widespread misconduct

Financial Regulatory Developments 10 October - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 10 2014

BoE and the Prudential Regulation Authority (PRA) have published a set of papers proposing changes to improve the resilience of the UK financial

Financial Regulatory Developments 3 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 3 2014

FCA has published a consultation paper setting out its approach to implementation of the Mortgage Credit Directive (MCD). Where possible, FCA will

Outsourcing by UK-based fund managers: identifying and applying the rules

  • Dentons
  • -
  • United Kingdom
  • -
  • October 6 2014

UK-based fund managers must comply with increasingly complex, and ever-changing regulation. The regulatory structure covers overarching principles of