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Financial Regulatory Developments 14 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • November 14 2014

FCA and the US Commodity Futures Trading Commission (CFTC) have fined five banks more than $3 billion for failures in their FX trading operations

Financial Regulatory Developments 14 November - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 14 2014

Treasury has accepted the recommendations of the Financial Policy Committee (FPC) of BoE and is consulting, until 28 November, on granting the FPC a

Financial Regulatory Developments 14 November - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 14 2014

BoE has published an independent report from Lord Grabiner that looked at whether any BoE official was involved in, or aware of, conduct in the FX

The GB wholesale gas price investigation - what’s happening and what to do

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • November 16 2012

The Financial Services Authority (FSA) and Ofgem are investigating allegations of suspicious trading which occurred on 28 September 2012 in gas contracts at the National Balancing Point (NBP

Financial Regulatory Developments 14 November - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 14 2014

PRA has announced it will extend eligible whole-firm liquidity modifications, intra-group liquidity modifications and Capital Requirements Regulation

Outsourcing by UK-based fund managers: identifying and applying the rules

  • Dentons
  • -
  • United Kingdom
  • -
  • October 6 2014

UK-based fund managers must comply with increasingly complex, and ever-changing regulation. The regulatory structure covers overarching principles of

Financial Regulatory Developments 10 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 10 2014

FCA has published details of its agreement with Wonga that requires Wonga to make significant changes to its business immediately. Wonga agreed to

Financial Regulatory Developments 7 November - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • November 7 2014

Treasury has made the Central Securities Depositories (CSD) Regulations 2014, which take effect from 21 November. The Regulations implement part of

BoE publishes stress-testing anchor scenario

  • Dentons
  • -
  • United Kingdom
  • -
  • July 5 2013

BoE has published its recommended stress-testing anchor scenario, which firms can use as guide to calibrate their own scenarios for Pillar 2 capital

FCA consults on CRD 4 implementation

  • Dentons
  • -
  • United Kingdom
  • -
  • October 18 2013

FCA has published its second major consultation on how it will implement the fourth Capital Requirements Directive (CRD 4) into its rules. The