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Results: 1-10 of 63

High standard of care when dealing with unsophisticated investors and public funds

  • Norton Rose Australia
  • -
  • Australia
  • -
  • January 15 2013

The unreported decision of Rares J contains a well reasoned and detailed judgment from His Honour canvassing many current legal topics ranging from

ASIC review of the custodial industry

  • Norton Rose Australia
  • -
  • Australia
  • -
  • August 7 2012

ASIC has identified certain key issues relevant to REs and other AFS licensees and these are covered under the following areas

Australia in the Asian century

  • Norton Rose LLP
  • -
  • Asia-Pacific, Australia
  • -
  • December 18 2012

The Australian Government recently released the “Australia in the Asian Century White Paper” (White Paper

Reforms to director and executive remuneration

  • Norton Rose LLP
  • -
  • Australia
  • -
  • March 28 2011

On 23 February 2011, the Government tabled the Corporations Amendment (Improving Accountability on Director and Executive Remuneration) Bill 2011 (Bill

Amendment to Exemption Regulation AFS for investment firms from Australia, Switzerland and the US

  • Norton Rose LLP
  • -
  • Australia, Netherlands, Switzerland, USA
  • -
  • April 27 2009

The Exemption Regulation to the Act on Financial Supervision (Vrijstellingsregeling Wft) has been amended to include an exemption to the licence obligation for investment firms providing investment services or investment activities (trading on own account

ASIC fails to build case against Fortescue CEO

  • Norton Rose LLP
  • -
  • Australia
  • -
  • July 29 2010

The corporate regulator's recent track record in relation to the prosecution of directors continued on 23 December 2009 when Justice Gilmour of the Federal Court handed down judgment in Australian Securities & Investments Commission v Fortescue Metals Group Ltd

Shareholder reliance on misleading and deceptive conduct

  • Norton Rose Australia
  • -
  • Australia
  • -
  • June 8 2012

On 15 March 2012, the Full Federal Court in De Bortoli Wines Pty Ltd v HIH Insurance Ltd (in liquidation) handed down its decision holding that actual reliance had to be shown by a shareholder in actions brought for misleading and deceptive conduct in contravention of s52 of the Trade Practices Act 1974 (Cth) (TPA) (which is now s18 of the Australian Consumer Law

Regulatory: future of financial advice reforms

  • Norton Rose LLP
  • -
  • Australia
  • -
  • March 13 2012

The Future of Financial Advice reforms are placed to take effect from 1 July 2012

Landmark case finds financial institution, reseller and ratings agency liable

  • Norton Rose Australia
  • -
  • Australia
  • -
  • November 12 2012

IntroductionNorton Rose have acted in the matter where the Federal Court of Australia has handed down a landmark judgment on 5 November 2012 that will have significant implications for financial institutions and those involved with selling, arranging or rating complex financial products

Better minerals reporting to benefit Australian mining

  • Norton Rose LLP
  • -
  • Australia
  • -
  • October 2 2012

Australian mining and exploration companies stand to benefit from new rules requiring better disclosure about their exploration and mining projects

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