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Results: 1-10 of 17

Financial requirements for responsible entities to change from 1 November 2012

  • Piper Alderman
  • -
  • Australia
  • -
  • February 15 2012

While responsible entities of managed investment schemes still have a reasonable period of time to prepare for the changes ASIC has made to the financial requirements under their Australian Financial Services Licence (AFSL), the changes significantly increase the regulatory and financial burden they face

Simple corporate bonds exposure draft legislation

  • Piper Alderman
  • -
  • Australia
  • -
  • February 22 2013

Treasury has issued exposure draft legislation which will introduce new provisions intended to facilitate increased trading in retail corporate bonds

PDS requirements for agribusiness schemes to change from 1 August 2012

  • Piper Alderman
  • -
  • Australia
  • -
  • February 15 2012

ASIC issued a consultation paper in April 2010 with proposals to improve disclosure to retail investors in relation to agribusiness schemes following the spectacular collapses of these types of schemes in 2009

Licensing requirement net tangible assets deferred tax assets included

  • Piper Alderman
  • -
  • Australia
  • -
  • October 5 2010

In a recent case, the AAT overruled a decision of ASIC cancelling the Australian financial services licence (AFSL) of a responsible entity (RE) that was the operator of a number of property trusts

Managed investment trusts making CGT choice

  • Piper Alderman
  • -
  • Australia
  • -
  • July 14 2010

If you are an Australian managed investment trust you may make a choice that certain assets of your trust are to be treated on capital rather than revenue account e.g. shares and land

New regulatory guide on scheme constitutions

  • Piper Alderman
  • -
  • Australia
  • -
  • June 26 2013

Section 601EB of the Corporations Act, 2001 requires that ASIC must register a scheme within 14 days of lodgement unless it appears to ASIC that

The future of financial advice: the devil will (probably) be in the detail

  • Piper Alderman
  • -
  • Australia
  • -
  • July 22 2011

In the aftermath of high profile corporate collapses resulting in significant losses for Australian investors acting on financial advice, the Parliamentary Joint Committee on Corporations and Financial Services launched an inquiry into the financial planning industry

Consultation Paper 133 Agribusiness managed investment schemes - improving disclosure for retail investors

  • Piper Alderman
  • -
  • Australia
  • -
  • May 25 2010

ASIC is currently seeking stakeholder feedback on Consultation Paper 133 Agribusiness managed investment schemes: Improving disclosure for retail investors, issued on 8 April 2010

PDS requirements for infrastructure schemes to change from 1 July 2012

  • Piper Alderman
  • -
  • Australia
  • -
  • February 15 2012

ASIC issued two consultation papers in April 2010 and April 2011 with proposals to improve disclosure to retail investors in relation to infrastructure schemes following the problems which arose in relation to the unit trust established to finance the Brisbane Airport Link infrastructure project

FOFA reforms

  • Piper Alderman
  • -
  • Australia
  • -
  • November 8 2012

As part of the FOFA reforms, recent amendments have been made to the Corporations Act which impose two statutory obligations on any individual (the provider) who provides personal advice to a retail client