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Results: 1-10 of 36

FMA's latest Statement of Intent released

  • Bell Gully
  • -
  • New Zealand
  • -
  • June 17 2013

FMA has released its Statement of Intent for the period 2013 to 2016 (SOI). The SOI sets out FMA's strategic direction for the next three years and

Business law reform legal update

  • Buddle Findlay
  • -
  • New Zealand
  • -
  • March 27 2013

In this update we summarise the outcome of a number of law reform projects from June 2012 to March 2013

Financial services quarterly

  • Bell Gully
  • -
  • Australia, New Zealand
  • -
  • March 12 2013

Welcome to the Autumn 2013 issue of Financial Services Quarterly. Each edition reviews current legal issues and highlights upcoming developments that

Consultation paper on insurance solvency standards

  • Russell McVeagh
  • -
  • New Zealand
  • -
  • February 13 2013

The Reserve Bank has published a consultation paper on insurance solvency standards: the quality of capital and regulatory treatment of financial

Guidelines for licensed insurers on the risk management programmes and fit and proper policies

  • Russell McVeagh
  • -
  • New Zealand
  • -
  • February 13 2013

The Reserve Bank has published guidelines for licensed insurers on risk management programmes and fit and proper policies. The objective of the

MBIE consultation on financial market conduct regulations

  • Russell McVeagh
  • -
  • New Zealand
  • -
  • December 20 2012

MBIE has released a discussion paper on regulations and registers to be made under the Financial Markets Conduct Bill. The Bill requires a large amount of

Amendments proposed for the Insurance (Prudential Supervision) Act 2010

  • Bell Gully
  • -
  • New Zealand
  • -
  • November 15 2012

The Government has introduced the Insurance (Prudential Supervision) Amendment Bill which mainly makes technical amendments to the Insurance (Prudential Supervision) Act 2010, following a review by the Reserve Bank on the effectiveness of the Act

FMA guidance note on KiwiSaver sales and distribution

  • Russell McVeagh
  • -
  • New Zealand
  • -
  • October 23 2012

The FMA has released its guidance note on how KiwiSaver sales and distribution are regulated under the Financial Advisers Act 2008

Unsolicited call treatment in financial markets conduct bill better, but still not ideal

  • Chapman Tripp
  • -
  • New Zealand
  • -
  • September 21 2012

Authorised Financial Advisers and Qualifying Financial Entities advisers will be able to market financial products without restriction when acting in the “ordinary course of their business” under a change to the Financial Markets Conduct Bill

Trans-Tasman mutual recognition of financial advisers

  • Buddle Findlay
  • -
  • Australia, New Zealand
  • -
  • August 7 2012

The Australian Securities and Investments Commission and the New Zealand Financial Markets Authority have implemented a mutual recognition scheme for financial advisers

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