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Results: 1-7 of 7
Fines and periodic penalty payments in case of violation of EU regulations
- De Brauw Blackstone Westbroek
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- Netherlands
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- February 11 2013
A decree enabling the Netherlands Authority for the Financial Markets ("AFM") and the Dutch Central Bank ("DNB") to impose a fine or periodic penalty
Act introducing suitability test and closer cooperation between financial supervisors
- De Brauw Blackstone Westbroek
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- Netherlands
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- July 20 2012
This Act has come into force on 1 July 2012 and amends the current rules regarding the expertise required of day-to-day policy makers at financial undertakings and of members of the supervisory body at those undertakings
Introduction of suitability test for daily policy makers
- De Brauw Blackstone Westbroek
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- Netherlands
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- January 20 2012
A bill was adopted by parliament on 20 December 2011 introducing a suitability test for (daily) policy makers of financial institutions and trust offices in the Netherlands
Bill limiting liability of financial supervisors
- De Brauw Blackstone Westbroek
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- Netherlands
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- January 20 2012
Legislation currently in force provides no special liability regime for financial supervisors
AFM to use mystery shoppers
- De Brauw Blackstone Westbroek
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- Netherlands
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- October 14 2011
The Netherlands Authority for the Financial Markets ("AFM") has announced its intention to use mystery shoppers during supervisory investigations
AFM and DNB: strengthened governance and limitation of liability
- De Brauw Blackstone Westbroek
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- Netherlands
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- April 8 2011
The Minister of Finance has recently announced further measures to strengthen the supervision over the AFM and DNB within the "twin peaks" supervisory framework, in which both supervisors are independently entrusted with the enforcement of legislation for the financial sector
A new financial penalty regime for companies and management
- De Brauw Blackstone Westbroek
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- Netherlands
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- August 10 2009
Recently, two bills have been adopted in the Dutch Parliament, introducing a substantial increase in administrative fines under Dutch financial supervision laws that can be imposed by the Dutch financial regulators (AFM and DNB), and personal liability of management under these laws
Current Search
- Jurisdiction - Netherlands
- Workarea - Banking
- Workarea - Capital Markets
- Firm Name - De Brauw Blackstone Westbroek
- Author - Patrick Ploeger