We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-7 of 7

Regulatory & Criminal Enforcement Newsletter June 2013

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • June 28 2013

This bill has been submitted to the Second Chamber of Parliament and introduces the following changes: The supervision on financial reporting will be

Dutch Central Bank provides good practices in battling corruption

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 10 2014

The Dutch Central Bank (DNB) has recently published a brochure on countering corruption. This brochure is the outcome of DNB's theme research into

AFM to use mystery shoppers

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • October 14 2011

The Netherlands Authority for the Financial Markets ("AFM") has announced its intention to use mystery shoppers during supervisory investigations

A new financial penalty regime for companies and management

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • August 10 2009

Recently, two bills have been adopted in the Dutch Parliament, introducing a substantial increase in administrative fines under Dutch financial supervision laws that can be imposed by the Dutch financial regulators (AFM and DNB), and personal liability of management under these laws

Fines and periodic penalty payments in case of violation of EU regulations

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • February 11 2013

A decree enabling the Netherlands Authority for the Financial Markets ("AFM") and the Dutch Central Bank ("DNB") to impose a fine or periodic penalty

Introduction of suitability test for daily policy makers

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • January 20 2012

A bill was adopted by parliament on 20 December 2011 introducing a suitability test for (daily) policy makers of financial institutions and trust offices in the Netherlands

Bill limiting liability of financial supervisors

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • January 20 2012

Legislation currently in force provides no special liability regime for financial supervisors