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Fines and periodic penalty payments in case of violation of EU regulations

De Brauw Blackstone Westbroek
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Netherlands
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February 11 2013

A decree enabling the Netherlands Authority for the Financial Markets ("AFM") and the Dutch Central Bank ("DNB") to impose a fine or periodic penalty

Introduction of suitability test for daily policy makers

De Brauw Blackstone Westbroek
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Netherlands
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January 20 2012

A bill was adopted by parliament on 20 December 2011 introducing a suitability test for (daily) policy makers of financial institutions and trust offices in the Netherlands

AFM to use mystery shoppers

De Brauw Blackstone Westbroek
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Netherlands
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October 14 2011

The Netherlands Authority for the Financial Markets ("AFM") has announced its intention to use mystery shoppers during supervisory investigations

A new financial penalty regime for companies and management

De Brauw Blackstone Westbroek
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Netherlands
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August 10 2009

Recently, two bills have been adopted in the Dutch Parliament, introducing a substantial increase in administrative fines under Dutch financial supervision laws that can be imposed by the Dutch financial regulators (AFM and DNB), and personal liability of management under these laws

Bill limiting liability of financial supervisors

De Brauw Blackstone Westbroek
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Netherlands
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January 20 2012

Legislation currently in force provides no special liability regime for financial supervisors

Search results

Fines and periodic penalty payments in case of violation of EU regulations

Introduction of suitability test for daily policy makers

AFM to use mystery shoppers

A new financial penalty regime for companies and management

Bill limiting liability of financial supervisors

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