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Results: 1-10 of 215

AFM may send letters asking for copies of business documents

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

The District Court in Rotterdam recently ruled that the Authority for the Financial Markets (AFM) may ask for copies of business documents by sending

Scope of AIFM Directive managers of pension fund assets included

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

Managers of investment funds that exclusively manage the assets of pension funds will be subject to the rules of the AIFM Directive, to be

Alternative financing

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

The Minister of Economic Affairs has informed the Second Chamber about alternative forms of financing. Examples are: credit unions, crowd funding

Council of State ruling on SNS

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

The Minister of Finance was entitled to expropriate the securities- including shares, subordinated bonds, and participation certificates - and

Investment companies banned from charging commissions

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

From 2014, investment companies may no longer receive or pay commission from or to third parties. Their customers will have to pay directly for any

DNB publications

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

Directors of financial institutions pay insufficient attention to the effect of their actions on others and on group dynamics, according to DNB's

AFM publications

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • April 26 2013

Draft policy rule on calculation of short positions: A duty to report short positions will take effect on 1 July 2013. To clarify what constitutes a

New legislation and regulations

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • February 4 2013

The majority of provisions of this bill came into force on 1 January 2013, introducing the following substantive changes; the public offer rules are

AFM news

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • February 4 2013

According to its 2013 agenda and budget, the AFM wants to devote extra attention this year to professional clients of financial undertakings. It also

Consultation on supplementary supervision of financial conglomerates

  • De Brauw Blackstone Westbroek
  • -
  • Netherlands
  • -
  • February 4 2013

The Ministry of Finance has held a consultation on the implementation of Directive 201189EU, which provides for supplementary supervision of

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