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International regulatory update 7 - 11 January 2013

  • Clifford Chance LLP
  • -
  • European Union, France, Global, India, Poland, Singapore, United Kingdom, USA
  • -
  • January 14 2013

EMIR: Extension of scrutiny period for Commission Delegated Regulations Basel III: Basel Committee releases revised version of Liquidity Coverage

SEC staff issues relief from pay-to-play recordkeeping requirements for investment advisers to registered investment companies

  • Dechert LLP
  • -
  • USA
  • -
  • September 23 2011

The staff of the U.S. Securities and Exchange Commission's Division of Investment Management on September 12, 2011 issued a no-action letter that provides relief from the "pay-tp-play" recordkeeping requirements for investment advisers to regstered investment companies

Federal budget bill requires annual audits and GAO study of CFPB rules

  • Ballard Spahr LLP
  • -
  • USA
  • -
  • April 18 2011

The bill signed by President Barack Obama on April 15, 2011, to resolve the federal budget impasse requires two annual audits of the Consumer Financial Protection Bureau (CFPB) and an annual study of its regulations