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Results: 1-10 of 2,238

Council of Institutional Investors reiterates request for audit partners to sign audit reports

  • Baker & McKenzie
  • -
  • USA
  • -
  • August 31 2014

According to an August 13, 2014 New York Times DealBook column entitled "Once Powerful, Mary Jo White's S.E.C. Is Seen as Sluggish and Ineffective,"

SEC files enforcement action based on internal control problems

  • Baker & McKenzie
  • -
  • USA
  • -
  • August 31 2014

On July 30, the SEC announced the filing of administrative actions against the CEOChairman and against the former CFO of QSGI, Inc., alleging that

Company sues former officer for failing to file Form 4s

  • Allen Matkins Leck Gamble Mallory & Natsis LLP
  • -
  • USA
  • -
  • August 26 2014

A complaint filed in the Central District of California caught my eye because it involved the rather unusual circumstance of a corporation suing a

ISS announces new data verification portal for equity-based compensation plans

  • Cahill Gordon & Reindel LLP
  • -
  • USA
  • -
  • August 26 2014

Institutional Shareholder Services Inc. ("ISS") has announced the upcoming launch of a data verification portal for equity-based compensation plans

The Ticker August 22 2014

  • Fredrikson & Byron PA
  • -
  • USA
  • -
  • August 22 2014

The Ticker is published by Fredrikson & Byron’s Public Companies Group and shares recent developments in SEC compliance, capital markets, corporate

Corporate governance update July 2014

  • Kelley Drye & Warren LLP
  • -
  • USA
  • -
  • August 15 2014

On July 30, 2014, the SEC announced charges against the CEO and former CFO of QSGI Inc., a Florida-based computer equipment company for

SEC charges CEO and former CFO with violation of Sarbanes-Oxley

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 8 2014

On July 30, the Securities and Exchange Commission charged computer equipment company QSGI Inc's CEO, Marc Sherman, and former CFO, Edward L

Vote-counting standards: a recipe for confusion?

  • Akin Gump Strauss Hauer & Feld LLP
  • -
  • USA
  • -
  • July 28 2014

Shareholder voting standards was a hot topic this proxy season and will likely continue to be of significant interest next proxy season and in

Anticipating activism - implications for your 2015 annual meeting of stockholders

  • Latham & Watkins LLP
  • -
  • USA
  • -
  • July 28 2014

Activist investors often begin planning their campaigns as much as a year in advance of the annual meeting. This includes accumulating stock

SEC approves FINRA Rule to prohibit conditioning customer settlements on expungement

  • BuckleySandler LLP
  • -
  • USA
  • -
  • July 25 2014

On July 23, FINRA announced that the SEC approved a new rule prohibiting FINRA-supervised firms and registered representatives from conditioning