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Results: 1-10 of 2,431

Supreme Court to securities issuers: beware what you omit when stating your opinions

  • Pillsbury Winthrop Shaw Pittman LLP
  • -
  • USA
  • -
  • March 27 2015

Deciding this Term's big securities case, a unanimous Supreme Court held on March 24 that a statement of opinion does not become actionable under the

More “broken windows”: SEC charges Schedule 13D filers with disclosure violations for failing to update ownership reports

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • March 23 2015

When a significant stockholder in a publicly-held company is considering plans to take the company private, how soon must the stockholder disclose

SEC to vote on Regulation A this Wednesday - will state law preemption survive?

  • McGuireWoods LLP
  • -
  • USA
  • -
  • March 23 2015

On Friday, March 20, 2015, the SEC announced it will vote on its proposed changes to Regulation A at an open meeting on Wednesday, March 25, 2015

Herbalife class action lawsuit, pyramid scheme allegations dismissed

  • Klein Moynihan Turco LLP
  • -
  • USA
  • -
  • March 23 2015

Last week, Judge Dale S. Fischer dismissed a federal class action lawsuit against Herbalife, Ltd. ("Herbalife") and three of its corporate officers

Financial services update Vol. 10, Issue 11

  • Winston & Strawn LLP
  • -
  • European Union, USA
  • -
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management

White shares observations on shareholder activism, the shareholder proposal process and fee-shifting bylaws

  • Cooley LLP
  • -
  • USA
  • -
  • March 19 2015

Today, SEC Chair Mary Jo White spoke at Tulane's Corporate Law Institute, sharing her observations on the current state of shareholder activism, the

SEC Chair White warns on fee shifting bylaws

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • March 19 2015

In remarks at a conference attended by M&A professionals, SEC Chair White gave her views on fee shifting bylaws. Currently the SEC staff is focused

New York’s revised UCC winds of change (part 1 of 2)

  • Reed Smith LLP
  • -
  • USA
  • -
  • March 18 2015

New York is the jurisdiction of choice for a majority of international and interstate financial transactions. Thus, lending lawyers and their clients

ISS issues new Equity Plan Scorecard FAQs

  • Haynes and Boone LLP
  • -
  • USA
  • -
  • March 12 2015

Institutional Shareholder Services (“ISS“) has issued its U.S. Equity Plan Scorecard (“EPSC“) frequently asked questions for 2015, effective for

The Ticker - March 6 2015

  • Fredrikson & Byron PA
  • -
  • USA
  • -
  • March 6 2015

The Ticker shares recent developments in SEC compliance, capital markets, corporate governance, executive compensation and other matters important to