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Results: 11-20 of 87

A checklist to comply with the new NASDAQ compensation committee independence rules

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 16 2013

The SEC has approved Nasdaq's compensation committee independence rules. By July 1, 2013, most listed issuers must comply with the following: Have

Nasdaq proposes rules regarding independence of compensation committees

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 26 2012

Nasdaq has proposed rules regarding the independence of compensation committees in response to final rules issued by the SEC under the Dodd-Frank Act

Preliminary 2013 proxy season checklist

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 24 2012

At this time, there are relatively few new items that need to be considered for the upcoming proxy and 10-K season

SEC outlines process for evaluating whistleblower tips

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 11 2012

The SEC has published information which outlines the process for evaluating tips submitted by whistleblowers

GAO studies Regulation A in connection with JOBS Act

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • July 9 2012

Concerned about the decline in the number of public offerings, the JOBS Act requires the SEC to amend Regulation A (or to adopt a new regulation) to raise the threshold for use of that registration exemption from $5 million to $50 million, and requires the GAO to study the impact of state securities laws on Regulation A offerings

SEC to meet on JOBS Act and conflict minerals on August 22, 2012

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • July 2 2012

The SEC recently posted a Sunshine Act notice to its web site which states a meeting will be held on August 22, 2012 on the following topics:

Dodd-Frank executive compensation overview

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • June 25 2012

The Dodd-Frank Act looks like it will affect compensation and benefits law in three main areas

JOBS Act rulemaking

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • April 28 2012

We, like others, are anxiously awaiting the JOBS Act rule making which will permit general solicitation in Rule 506 offerings

SEC issues FAQs on Exchange Act registration under JOBS Act

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • April 11 2012

The SEC has issued a series of frequently asked questions on Exchange Act registration under the JOBS Act

SEC begins revamping registration process following JOBS Act

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • April 10 2012

The SEC has issued a number of frequently asked questions outlining the interaction between confidential registration statements permitted under the JOBS Act and the balance of the registration and offering process