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PCAOB, auditors and executive compensation

Leonard, Street and Deinard
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USA
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May 8 2013

The Public Company Accounting Oversight Board, or PCAOB, has reproposed a new auditing standard, Related Parties, and certain other amendments to its

What does a clawback policy look like?

Leonard, Street and Deinard
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USA
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August 9 2010

Section 954 of the Dodd-Frank Act requires national securities exchanges (meaning for instance, the NYSE, Amex and Nasdaq) to adopt rules as directed by the SEC, which rules will require issuers to develop and implement a policy providing:for disclosure of an issuer's policy on incentive compensation that is based on financial information required to be reported under securities laws; and that, if an accounting restatement is prepared, the issuer will recover any excess incentive-based compensation from any current or former executive officer who received such incentive-based compensation in the three preceding years

Dodd-Frank executive compensation overview

Leonard, Street and Deinard
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USA
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June 25 2012

The Dodd-Frank Act looks like it will affect compensation and benefits law in three main areas

SEC issues report on Regulation D offerings

Leonard, Street and Deinard
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USA
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April 10 2012

The SEC staff has issued a report entitled “Capital Raising in the U.S.: the Significance of Unregistered Offerings Using the Regulation D Exemption.”

Mandatory clawbacks are on the waya checklist of items to consider

Leonard, Street and Deinard
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USA
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December 30 2010

Section 954 of the Dodd-Frank Act requires the SEC to direct national securities exchanges to prohibit the listing of public companies that, among other things, do not develop and implement a policy providing for the recovery of erroneously paid incentive-based compensation following a required accounting restatement

Director qualifications - SEC comments and example disclosures

Leonard, Street and Deinard
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USA
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November 26 2010

There are plenty of new things to remember with the Dodd-Frank Act

Form 8-K disclosures on frequency of say-on-pay votes

Leonard, Street and Deinard
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USA
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February 16 2011

Item 5.07 to Form 8-K was revised in connection with the adoption of the final say-on-pay rules

SEC begins revamping registration process following JOBS Act

Leonard, Street and Deinard
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USA
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April 10 2012

The SEC has issued a number of frequently asked questions outlining the interaction between confidential registration statements permitted under the JOBS Act and the balance of the registration and offering process

Is proxy access the best defense to proxy access?

Leonard, Street and Deinard
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USA
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January 28 2012

Western Union received a shareholder proposal under Rule 14a-8 from Norges Bank

JOBS Act on the way

Leonard, Street and Deinard
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USA
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March 27 2012

The House of Representatives has passed the Senate version of the Jump Start Business Startups Act, or JOBS Act, and President Obama is expected to sign the legislation

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