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PCAOB, auditors and executive compensation

Leonard, Street and Deinard
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USA
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May 8 2013

The Public Company Accounting Oversight Board, or PCAOB, has reproposed a new auditing standard, Related Parties, and certain other amendments to its

A checklist to comply with the new NYSE compensation committee independence rules

Leonard, Street and Deinard
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USA
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January 16 2013

The SEC has approved the NYSE's compensation committee independence rules. By July 1, 2013, most listed issuers must comply with the following:

A checklist to comply with the new NASDAQ compensation committee independence rules

Leonard, Street and Deinard
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USA
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January 16 2013

The SEC has approved Nasdaq's compensation committee independence rules. By July 1, 2013, most listed issuers must comply with the following: Have

Nasdaq proposes rules regarding independence of compensation committees

Leonard, Street and Deinard
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USA
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September 26 2012

Nasdaq has proposed rules regarding the independence of compensation committees in response to final rules issued by the SEC under the Dodd-Frank Act

Preliminary 2013 proxy season checklist

Leonard, Street and Deinard
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USA
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September 24 2012

At this time, there are relatively few new items that need to be considered for the upcoming proxy and 10-K season

SEC outlines process for evaluating whistleblower tips

Leonard, Street and Deinard
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USA
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August 11 2012

The SEC has published information which outlines the process for evaluating tips submitted by whistleblowers

GAO studies Regulation A in connection with JOBS Act

Leonard, Street and Deinard
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USA
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July 9 2012

Concerned about the decline in the number of public offerings, the JOBS Act requires the SEC to amend Regulation A (or to adopt a new regulation) to raise the threshold for use of that registration exemption from $5 million to $50 million, and requires the GAO to study the impact of state securities laws on Regulation A offerings

SEC to meet on JOBS Act and conflict minerals on August 22, 2012

Leonard, Street and Deinard
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USA
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July 2 2012

The SEC recently posted a Sunshine Act notice to its web site which states a meeting will be held on August 22, 2012 on the following topics:

JOBS Act rulemaking

Leonard, Street and Deinard
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USA
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April 28 2012

We, like others, are anxiously awaiting the JOBS Act rule making which will permit general solicitation in Rule 506 offerings

SEC issues FAQs on Exchange Act registration under JOBS Act

Leonard, Street and Deinard
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USA
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April 11 2012

The SEC has issued a series of frequently asked questions on Exchange Act registration under the JOBS Act