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SEC proposes rule disqualifying "bad actors" from offering exemption
- Winston & Strawn LLP
- -
- USA
- -
- June 6 2011
On May 25th, the SEC published for comment a proposed rule to implement the Dodd-Frank Act's requirement to prohibit certain securities offerings from qualifying for exemption from registration if they involve certain "felons and other bad actors."
Court questions SEC's settlement practice
- Winston & Strawn LLP
- -
- USA
- -
- March 28 2011
On March 21st, Judge Jed S. Rakoff reluctantly granted the proposed settlement of the SEC's accounting fraud action against a company and two of its executives
Preliminary injunction requiring company to advance former CEO's legal fees is vacated
- Winston & Strawn LLP
- -
- USA
- -
- September 13 2010
On August 30th, the Tenth Circuit vacated the trial court's sua sponte preliminary injunction requiring ClearOne to advance the legal fees and costs incurred by its former CEO who faced criminal securities fraud charges
Claims against WaMu's directors and auditor are dismissed
- Winston & Strawn LLP
- -
- USA
- -
- May 3 2010
On April 28th, the federal district court overseeing a class action securities fraud lawsuit against Washington Mutual, Inc. granted the motions submitted by former directors of WaMu and WaMu's auditor, Deloitte & Touche, seeking dismissal of the fraud and negligent misrepresentation claims asserted against them
Current Search
- Jurisdiction - USA
- Workarea - Company & Commercial
- Workarea - White Collar Crime
- Workarea - Capital Markets
- Firm Name - Winston & Strawn LLP