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Results: 1-10 of 307

SEC sends warning with actions against 28 corporate insiders for delinquent reports of stock transactions and holdings

  • Squire Patton Boggs
  • -
  • USA
  • -
  • September 16 2014

On September 10, 2014, the Securities and Exchange Commission (SEC) announced charges against 28 officers, directors and major shareholders of

Retailer whistleblower victory

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

As reported in our March 2012 issue, a multitude of whistleblower suits were filed, by an opportunistic Chicago based law firm in the wake of the

Delaware Supreme Court adopts fiduciary exception to attorney-client privilege

  • Hogan Lovells
  • -
  • USA
  • -
  • September 15 2014

The Delaware Supreme Court has issued a decision that may affect how US corporations conduct investigations and communicate with their attorneys

Inside the courts - September 2014

  • Skadden Arps Slate Meagher & Flom LLP
  • -
  • USA
  • -
  • September 16 2014

This issue of Inside the Courts, Skadden’s securities litigation newsletter, includes summaries and associated court opinions of selected cases

Common mistakes, problems and concerns companies face during implementation and maintenance of corporate compliance programs

  • Burr & Forman LLP
  • -
  • USA
  • -
  • March 26 2014

An effective corporate compliance program is an essential component of internal controls for uncovering and preventing ethical lapses and criminal

SEC renews focus on insider trading in private company stock

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 20 2011

On December 12, 2011, the SEC announced an enforcement proceeding that serves as a useful reminder that the federal laws against insider trading and misrepresentation apply as forcefully to private companies purchasing stock from employees and other shareholders as they do in the public company setting

Your FCPA good housekeeping: safeguards, procedures and the spouse eye-roll test

  • DLA Piper LLP
  • -
  • USA
  • -
  • September 24 2014

FCPA awareness and enforcement has exploded since 2002, but one thing remains the same: the most vexing part of the statute for companies, in terms

The Wal-Mart decision: just how big a blow did the Delaware Supreme Court deal to corporations?

  • Barnes & Thornburg LLP
  • -
  • USA
  • -
  • August 22 2014

In a much-anticipated decision, the Delaware Supreme Court recently affirmed a trial court holding that, in limited circumstances, a shareholder can

Goldman Sachs case: know and understand your corporate by-laws concerning legal fees

  • Montgomery McCracken Walker & Rhoads LLP
  • -
  • USA
  • -
  • September 10 2014

Goldman Sachs Group Inc. has recently garnered a lot of press on the ongoing litigation on former Goldman programmer and Vice President Sergey

DC Circuit strongly reaffirms the applicability of the attorney-client privilege to internal compliance investigations

  • Epstein Becker Green
  • -
  • USA
  • -
  • July 1 2014

Especially in the District of Columbia Circuit, the home base for many fraud cases in which the government is opposed to health care providers and