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Results: 1-10 of 83

SEC Commissioner says JOBS Act merits increased scrutiny of transfer agents

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • February 21 2014

Commissioner Luis A. Aguilar recently gave a speech in which he stated the JOBS Act will require increased scrutiny of transfer agents because of the

Group publishes shareholder engagement protocol

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • February 3 2014

The Shareholder-Director Exchange, or SDX, is a working group of independent directors and representatives from some of the largest and most

PCAOB adopts standards for broker-dealer audits

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • October 12 2013

The Public Company Accounting Oversight Board, or PCAOB, adopted two attestation standards pertaining to audits of brokers and dealers. The PCAOB

PCAOB, auditors and executive compensation

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • May 8 2013

The Public Company Accounting Oversight Board, or PCAOB, has reproposed a new auditing standard, Related Parties, and certain other amendments to its

Use of additional soliciting materials remains constant in 2013

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • April 8 2013

Since the advent of a mandatory but advisory say-on-pay vote required by the Dodd-Frank Act, issuers have used additional soliciting materials in

A checklist to comply with the new NASDAQ compensation committee independence rules

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 16 2013

The SEC has approved Nasdaq's compensation committee independence rules. By July 1, 2013, most listed issuers must comply with the following: Have

A checklist to comply with the new NYSE compensation committee independence rules

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 16 2013

The SEC has approved the NYSE's compensation committee independence rules. By July 1, 2013, most listed issuers must comply with the following:

Nasdaq proposes rules regarding independence of compensation committees

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 26 2012

Nasdaq has proposed rules regarding the independence of compensation committees in response to final rules issued by the SEC under the Dodd-Frank Act

Preliminary 2013 proxy season checklist

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 24 2012

At this time, there are relatively few new items that need to be considered for the upcoming proxy and 10-K season

SEC outlines process for evaluating whistleblower tips

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 11 2012

The SEC has published information which outlines the process for evaluating tips submitted by whistleblowers