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Results: 1-8 of 8

Dodd-Frank implementation: navigating the road ahead

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • December 20 2012

Almost two-and-a-half years after the enactment of the Dodd-Frank Act, the various federal agencies charged with implementation have made measurable

Here Comes 2013

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • December 18 2012

The business and regulatory environment for structured products continues to evolve, sometimes in ways that surprise all of us

FINRA warns investors about chasing returns in structured products and other investments

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • July 27 2011

On July 25, 2011, FINRA issued an investor alert that warns investors about the risks of investing in riskier and sometimes complex products that promise higher returns

Talk tax quarterly news

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • July 22 2011

Just as we were going to press bemoaning the impending January 1, 2013 effective date of the Foreign Account Tax Compliance Act, the Internal Revenue Service and Treasury Department announced an extension of the new provisions’ withholding and reporting requirements

Blue sky laws and bank notes

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 11 2011

Every state has its own "blue sky" or securities law that is designed to protect investors against fraudulent sales practices and activities independently of the federal securities laws

More on regulatory reform

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • June 28 2010

Last week we shared scorecards on what we regard as some of the most significant issues considered by the Conference Committeeplease see Part I

Reconciliation: a summary scorecard on regulatory reform (Part I)

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • June 24 2010

For some weeks now, US Senate and House conferees have been involved in a delicate, but sometimes bareknuckled, process of reconciliation

An update on regulations affecting credit rating agencies

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 7 2010

On February 2, 2009, the Securities and Exchange Commission (the “SEC”) issued final rule amendments (the “Final Rules”) relating to Nationally Recognized Statistical Rating Organizations (“NRSROs”) and proposed additional NRSRO rules (the “Proposed Rules”

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