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Results: 11-20 of 514

Expect focus - volume III, Summer 2014

  • Carlton Fields Jorden Burt
  • -
  • USA
  • -
  • September 16 2014

EXPECTFOCUS is a quarterly review of developments in the insurance and financial services industry, provided on a complimentary basis to clients and

SEC announces enforcement actions for violations of the stock acquisitionaward requirements of Section 16(a)

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 12 2014

This was widely reported in the business press (including a mention on the front page of The Wall Street Journal) yesterday, but in case you missed

Proposed margin requirements for uncleared swaps under Dodd-Frank

  • Sullivan & Cromwell LLP
  • -
  • USA
  • -
  • September 10 2014

On September 3, 2014, the Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency (“OCC”), the Farm Credit

New money market fund rules require review by retirement plan sponsors

  • McDermott Will & Emery
  • -
  • USA
  • -
  • September 10 2014

The U.S. Securities and Exchange Commission (SEC) recently amended the rules governing money market funds in an effort to increase the stability and

FINRA fines Merrill Lynch for failing to identify and apply mutual fund sales charge waivers available for retirement accounts and charitable organizations

  • Vedder Price PC
  • -
  • USA
  • -
  • September 2 2014

On June 16, 2014, Merrill Lynch, Pierce, Fenner & Smith Incorporated entered into a Letter of Acceptance, Waiver and Consent with the Financial

“Pay-to-play” for investment advisers: the SEC’s first prosecution

  • Foley & Lardner LLP
  • -
  • USA
  • -
  • August 29 2014

On June 20, 2014, the Securities and Exchange Commission ("SEC") brought and settled its first case under the "pay-to-play" rules for investment

Class action round-up - summer 2014

  • Alston & Bird LLP
  • -
  • USA
  • -
  • August 27 2014

The Eighth Circuit revived grocery stores’ putative class action against two wholesalers that allegedly conspired to allocate geographic markets

Business law update - Fall 2014

  • Thompson Hine LLP
  • -
  • USA
  • -
  • August 27 2014

The U.S. Supreme Court in Fifth Third Bancorp v. Dudenhoeffer (June 25, 2014) has reset the landscape for employee stock ownership plans and company

Follow-up to last week’s post on 457A section 457A is bad, but proposed section 409B would end deferred compensation (and stock options)

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 27 2014

The language in the proposed Code Section 409B in the proposed Tax Reform Act of 2014 is almost identical to the language in Section 457A. Thus, if

Opting to learn about stock options in a divorce

  • Cozen O'Connor
  • -
  • USA
  • -
  • August 26 2014

Many businesses choose to reward their employees with stock options in lieu of other forms of compensation. Frequently, these options are not vested