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Results: 11-20 of 531

The inattentive fiduciary: when supervisors don’t supervise

  • Osler Hoskin & Harcourt LLP
  • -
  • USA
  • -
  • November 13 2014

The United States Department of Labor recently commenced legal action against a plan investment manager who failed to diversify plan investments

Aging boomers and rollovers to IRAs

  • Drinker Biddle & Reath LLP
  • -
  • USA
  • -
  • November 12 2014

As baby boomers approach retirement in a defined contribution world, the regulators are focusing on distributions and rollovers to IRAs. The SEC

ISS publishes 2015 proxy voting guideline updates

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • November 12 2014

On November 6, 2014, Institutional Shareholder Services Inc. ("ISS") released the 2015 updates to its benchmark proxy voting policies, having

Watch for a new wave of ERISA stock drop cases

  • Lane Powell PC
  • -
  • USA
  • -
  • November 11 2014

Plan fiduciaries may create a fiduciary duty in stock drop cases by incorporating filings with the Securities and Exchange Commission into the

Proxy advisory firms update policies with respect to executive compensation for the 2015 proxy season

  • Dechert LLP
  • -
  • USA
  • -
  • November 11 2014

Two of the leading shareholder proxy advisory firms, Institutional Shareholder Services ("ISS") and Glass Lewis & Co. ("Glass Lewis"), released

What ERISA service providers should know about money market reform

  • Drinker Biddle & Reath LLP
  • -
  • USA
  • -
  • October 30 2014

Most U.S. money market funds will begin restructuring their operations beginning in 2014 and throughout 2015 and 2016 as a result of the SEC's

Revise your Stock Plan to avoid liability

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 23 2014

If you are one of the approximately 30 of all public companies that will be seeking shareholder approval of their Stock Incentive Plans this proxy

The Supreme Court to address ERISA’s statute of limitations in a 401(k) fee case

  • Seyfarth Shaw LLP
  • -
  • USA
  • -
  • October 6 2014

In 2006, a number of large companies that sponsored ERISA 401(k) plans were sued by clients of the Schlichter, Bogard & Denton law firm for, among

Financial services update October 6 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 6 2014

On October 2nd, the Supreme Court granted certiorari to consider whether a claim that 401(k) plan fiduciaries breached their duty of prudence by

Re-proposal of DOL fiduciary advice regulation

  • Drinker Biddle & Reath LLP
  • -
  • USA
  • -
  • October 1 2014

As you have undoubtedly heard, the Department of Labor has pushed back the date for the re-proposal of the fiduciary advice regulation to January of