We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 11-20 of 398

Separate account administrator isn't ERISA fiduciary

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 22 2013

On April 16th, the Seventh Circuit affirmed the dismissal of a lawsuit that sought to hold American United Life Insurance Co. ("AUL") liable as an

Seventh Circuit issues sweeping decision in favor of fiduciaries in a 401(k) stock drop case

  • Sidley Austin LLP
  • -
  • USA
  • -
  • April 22 2013

The United States Court of Appeals for the Seventh Circuit for the first time announced that it was adopting the Moench presumption of prudence to

Podcast on securities law trap for 401(k) plan fiduciaries

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 19 2013

Last September, I blogged on a "Securities Law Trap for 401(k) Plan Fiduciaries" that we have seen lead to litigation against 401(k) Plan fiduciaries

SDNY relies on Moench and In Re Citigroup ERISA litigation to find for fiduciaries in stock-drop cases

  • Day Pitney LLP
  • -
  • USA
  • -
  • April 17 2013

In two recent decisions issued by the Southern District of New York, the court held that the decision to offer company stock in a 401(k) Plan during

Land of honest Abe not so honest?

  • Blank Rome LLP
  • -
  • USA
  • -
  • April 16 2013

In March 2013, the SEC announced that it had charged the State of Illinois with securities fraud for misleading municipal bond investors about the

Ninth Circuit affirms Tibble v. Edison International: what does this decision mean for plan fiduciaries?

  • Trucker Huss APC
  • -
  • USA
  • -
  • April 4 2013

On March 21, 2013, the Ninth Circuit issued its opinion in Tibble v. Edison International, affirming the district court's decision in a case where

What matters: A review of 2011 and 2012

  • Kramer Levin Naftalis & Frankel LLP
  • -
  • USA
  • -
  • April 1 2013

As you know, the last two years have seen a somewhat improved, but by no means robust, business climate. At the same time, structural shifts in the

Ninth Circuit rules on breach of fiduciary duty claim in investment options case

  • Proskauer Rose LLP
  • -
  • USA
  • -
  • March 28 2013

In Tibble v. Edison Int'l, 10-cv-56406, 2013 WL 1174167 (9th Cir. Mar. 21, 2013), the Ninth Circuit Court of Appeals ruled that 401(k) plan

SEC charges State of Illinois with misleading investors

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 12 2013

The SEC charged the State of Illinois with misleading investors when selling about $2.2 billion in municipal bonds over a four year period beginning

Second Circuit applies rebuttable presumption that fiduciaries were prudent in offering employer stock for one retirement plan but denies the presumption to another plan

  • Jenner & Block
  • -
  • USA
  • -
  • March 6 2013

In Taveras v. UBS AG, No. 12-1662-cv (2d Cir. Feb. 27, 2013), the Second Circuit held that ERISA plan fiduciaries are not entitled to a presumption