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Practical guidance on how to conduct FCPA due diligence

Squire Sanders
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USA
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June 4 2012

Numerous articles have addressed the importance of Foreign Corrupt Practices Act (“FCPA”) due diligence, but what we all want to read are constructive suggestions on how to actually conduct it

Ball Corporation dropped the FCPA ball and settled with the SEC

Squire Sanders
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USA
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March 28 2011

Ball, an Indiana corporation based in Colorado that manufactures metal packaging for household goods, food and beverages, and provides aerospace and technological services, resolved an enforcement action in which the SEC alleged it violated the FCPA's books and records and internal controls provisions

Bankruptcy Court adopts Madoff trustee’s method of determining “net equity”

Squire Sanders
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USA
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April 28 2010

The United States Bankruptcy Court for the Southern District of New York issued an important ruling on March 1, 2010 in the Securities Investor Protection Act (SIPA) liquidation of Bernard L. Madoff Investment Securities LLC (Madoff Securities), adopting the trustee’s method of determining “net equity” for purposes of distributing “customer property” and Securities Investor Protection Corporation (SIPC) funds under SIPA

SEC moves to require companies to report use of "conflict minerals"

Squire Sanders
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USA
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March 30 2011

The SEC's new rules may prove to be a headache for companies that use small amounts of conflict minerals and that do not closely track the sourcing of conflict minerals throughout their supply chain

Sixth Circuit remands securities fraud case - again

Squire Sanders
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USA
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May 27 2011

On Wednesday, the Sixth Circuit sent a securities fraud case back to the district court for the third time, after reversing the district court’s second dismissal of the complaint under Fed. R. Civ. P. 8, 9(b) and 12(b)(6

DOJ, SEC issue FCPA guidance: brave new world or much ado about nothing?

Squire Sanders
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USA
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November 30 2012

At the urging of corporations and legislators seeking greater clarity and guidance on best practices for interpreting and protecting against liability under the Foreign Corrupt Practices Act (FCPA), the Department of Justice (DOJ) and Securities and Exchange Commission (SEC) released A Resource Guide to the Foreign Corrupt Practices Act (the Guide

Innospec Inc. agrees to US$2.2 million settlement for alleged conduct in Cuba

Squire Sanders
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Cuba, USA
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October 26 2010

Innospec Inc,entered into a US$2,2 million settlement with OFAC for alleged violations of the Cuban Assets Control Regulations

Directors' and officers' insurance policies should be reviewed in light of anticipated increase in whistleblowing activity instigated by the Dodd-Frank Act and the UK Bribery Act

Squire Sanders
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United Kingdom, USA
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January 5 2011

The Dodd-Frank Act contains a number of controversial provisions, but perhaps none more so than mandatory payment of a substantial bounty to individuals who provide "original information" to the Securities and Exchange Commission (SEC) leading to fines in excess of US$1 million

ABB Ltd and subsidiaries agree to US$58 million settlement for alleged FCPA violations

Squire Sanders
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USA
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October 26 2010

ABB Ltd, a Switzerland-based corporation that provides power and automation products and services globally, and two of its subsidiaries, ABB Inc. and ABB Ltd Jordan, resolved allegations of FCPA violations with the DOJ and SEC

Allianz SE to settle SEC charges linked to bribes in Indonesia

Squire Sanders
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USA
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November 1 2011

Europe’s largest insurance company, Germany-based Allianz SE, apparently is about to limit damages sustained by United States Securities and Exchange Commission (SEC) investigations

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Search results

Practical guidance on how to conduct FCPA due diligence

Ball Corporation dropped the FCPA ball and settled with the SEC

Bankruptcy Court adopts Madoff trustee’s method of determining “net equity”

SEC moves to require companies to report use of "conflict minerals"

Sixth Circuit remands securities fraud case - again

DOJ, SEC issue FCPA guidance: brave new world or much ado about nothing?

Innospec Inc. agrees to US$2.2 million settlement for alleged conduct in Cuba

Directors' and officers' insurance policies should be reviewed in light of anticipated increase in whistleblowing activity instigated by the Dodd-Frank Act and the UK Bribery Act

ABB Ltd and subsidiaries agree to US$58 million settlement for alleged FCPA violations

Allianz SE to settle SEC charges linked to bribes in Indonesia

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