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Results: 1-10 of 289

DOJ and SEC issue new FCPA guidelines

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 19 2012

The Department of Justice and Securities and Exchange Commission have issued the much awaited FCPA guide

SEC and Justice Department issue FCPA guidance

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 19 2012

On November 14th, the SEC and the Department of Justice released A Resource Guide to the U.S. Foreign Corrupt Practices Act

Rajat Gupta's motion to suppress wiretaps is denied

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 2 2012

On March 27th, the U.S. District Court denied Rajat Gupta's motion to suppress wiretap evidence in his insider trading prosecution

FinCEN E-Filing reminder

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 17 2012

On September 13th, FinCEN advised that the BSA E-Filing system is now functioning properly and it has begun an initiative to contact those institutions that are continuing to file FinCEN reports in paper format

Registration renewal for money service businesses

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 3 2012

On November 20th, the Financial Crimes Enforcement Network reminded certain money service businesses of the need to electronically file their registration renewals

Diamond food securities fraud lawsuit moves forward

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 10 2012

On November 30th, a U.S. District Court denied motions to dismiss securities fraud claims brought against Diamond Foods and two of its executives

SEC releases first annual report on Dodd-Frank whistleblower program

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 3 2012

Despite Dodd-Frank’s attempt to encourage whistleblowers to come forward through monetary awards, the SEC report reveals that, of the 3,001 whistleblower reports made, only one award has yet been paid, for $45,000 (although this figure is likely to increase), in the program’s first year

FCPA Guidance released by DOJ and SEC

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 6 2012

On November 14, 2012, the Department of Justice and the Securities and Exchange Commission released their much-anticipated joint non-binding guidance “A Resource Guide to the U.S. Foreign Corrupt Practices Act” (the Guide

Guidance

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 3 2012

On November 14th, the SEC and the Department of Justice released A Resource Guide to the U.S. Foreign Corrupt Practices Act

Maximizing utility to compensate Ponzi scheme victims

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 3 2012

On November 29th, the Seventh Circuit addressed whether the district court erred in approving a SEC-appointed receiver's use of the "rising tide" method for calculating the distribution of a Ponzi scheme's receivership assets