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Results: 1-10 of 241

Establishing common issues of loss causation not required to certify class

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 4 2008

Granting plaintiffs’ motion for class certification in a securities fraud action, a federal district court held, among other things, that for purposes of their motion plaintiffs did not have to demonstrate common issues of loss causation

Court finds plaintiff's new evidence insufficient to satisfy PSLRA pleading requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 12 2012

In a securities fraud action, a Colorado district court denied a plaintiff employees’ retirement plan’s motion for relief from a final judgment that dismissed the plaintiff’s original complaint because it did not satisfy the pleading requirements of the Private Securities Litigation Reform Act (PSLRA

Securities fraud claim survives despite post-fraud stock recovery

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 10 2012

The U.S. Court of Appeals for the Second Circuit recently considered whether a stock’s share price recovery soon after the fraud became known defeats an inference of economic loss in a securities fraud suit at the pleading stage

SEC's claims of fraudulent kickback scheme will proceed to trial

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 20 2010

In a recent case filed by the Securities and Exchange Commission, the agency asserts that Donald McKelvey, as President of Telco-Technology, Inc., engaged in an illegal kickback scheme involving “sham” consulting agreements

Texas District Court addresses misappropriation theory of insider trading

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 15 2013

The US District Court for the Northern District of Texas recently denied a defendant's motion for summary judgment in a Securities and Exchange

Court partially vacates summary judgment ruling in securities fraud case

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 11 2008

The Securities and Exchange Commission asserted, among other things, that the individual defendants violated Section 10(b) of the Securities Exchange Act by making false and misleading statements to the public to influence the price of defendant Platforms Wireless’s stock

Wisconsin Supreme Court affirms conviction for state securities fraud

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 20 2008

The Wisconsin Supreme Court affirmed a conviction for, among other things, criminal securities fraud under Wisconsin’s securities laws in connection with an allegedly fraudulent real estate venture

Outside consultant held primarily liable for securities fraud in SEC filings

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 19 2008

The Tenth Circuit affirmed the grant of summary judgment in favor of the Securities and Exchange Commission in an enforcement action against a consultant and his consulting firm alleging violation of, among other provisions, Section 10(b) of the Securities and Exchange Act and Rule 10b-5 relating to material misstatements and omissions in a public company’s SEC filings

Allegations of corporate “hijacking” state fraud claim against corporate attorney

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 25 2010

The U.S. District Court for the Southern District of New York recently denied defendant Nicolette Loisel’s motion to dismiss a Securities and Exchange Commission complaint against her and four co-defendants, which alleged, among other things, violations of Section 10(b) of the Securities Exchange Act and Rule 10(b)(5), promulgated thereunder

Court denies motion to dismiss securities fraud claims

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 15 2007

A securities fraud action was brought on behalf of all persons who purchased or acquired the common stock of Jarden Corp., a consumer products company, between June 29, 2005 and January 11, 2006