Search results
Order by most recent / most popular / relevance
Results: 1-10 of 13
Amended SEC claims against internet media executives sustained
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 2 2010
The U.S. District Court for the Southern District of New York (SDNY) recently sustained, in substantial part, an amended complaint by the Securities and Exchange Commission against the senior executives of StarMedia Network, Inc., an Internet portal that targets Spanish- and Portuguese-speaking markets, for accounting fraud
SEC enforces new rule on short selling
- Katten Muchin Rosenman LLP
- -
- USA
- -
- February 5 2010
The Securities and Exchange Commission recently charged two California investment advisery firms, AGB Partners LLC and Palmyra Capital Advisors LLC, with engaging in improper short selling of securities in advance of their participation in a company's secondary offering, in violation of Rule 105 of Regulation M
Shareholder claims of federal securities fraud survive CEO’s motion to dismiss
- Katten Muchin Rosenman LLP
- -
- USA
- -
- March 5 2010
Plaintiff shareholders of NutraCea, a public corporation that produces stabilized rice bran to sell as a nutritional supplement, sued CEO Bradley Edson and CFO Todd Crow for violations of Section 10(b) of the Securities Exchange Act of 1934, and Securities and Exchange Commission Rule 10b-5 promulgated thereunder, control person liability under Section 20(a) of the Exchange Act, and violations of the Arizona Securities Act
Eleventh Circuit affirms dismissal of securities fraud complaint against mortgage lender
- Katten Muchin Rosenman LLP
- -
- USA
- -
- June 3 2011
Stockholder plaintiffs brought a purported class action against HomeBanc Corporation and certain of its officers and directors alleging that the mortgage and lending company committed securities fraud by improperly concealing numerous purchases of subprime mortgage securities, which allegedly caused substantial losses when the company collapsed during the housing and subprime market crash
Revision of earnings due to overbilling supports fraud claims
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 8 2011
Allegations that a medical device manufacturer knowingly overbilled insurance companies and reported these unrecoverable accounts as income were sufficient to support security fraud claims
Battle of experts on damages saves securities fraud claims
- Katten Muchin Rosenman LLP
- -
- USA
- -
- October 26 2012
The US District Court for the Southern District of California last week denied summary judgment to securities fraud defendants based on the plaintiffs’ expert testimony regarding damages
Tenth Circuit Court of Appeals denies attempt to withdraw Fifth Amendment invocation
- Katten Muchin Rosenman LLP
- -
- USA
- -
- May 4 2012
The U.S. Court of Appeals for the Tenth Circuit recently addressed the question of when a defendant can withdraw an invocation of the Fifth Amendment right to refrain from making self-incriminating statements
District court sustains whistleblower wrongful termination claim
- Katten Muchin Rosenman LLP
- -
- USA
- -
- June 21 2012
Plaintiff Benjamin Ashmore brought a claim alleging that defendants CGI Group Inc. (CGI) and CGI Federal Inc. (CGI Federal) violated Section 806 of the Sarbanes-Oxley Act, otherwise known as the whistleblower provision
District court dismisses private securities fraud action due to plaintiff's failure to meet heightened pleading standards
- Katten Muchin Rosenman LLP
- -
- USA
- -
- June 21 2012
The U.S. District Court for the District of Montana granted defendants Simonsen and Kapidiya’s (Simonsen) motion to dismiss plaintiff Krohne Fund LP’s (Krohne) securities fraud claim arising under Section 10(b) of the Securities Exchange Act of 1934, but denied Simonsen’s motion to dismiss Krohne’s common law fraud claim based on the same set of operative facts
Government's request to serve subpoena duces tecum on Galleon granted
- Katten Muchin Rosenman LLP
- -
- USA
- -
- February 11 2011
On October 16, 2009, Raj Rajaratnam was arrested and charged with trading or conspiring to trade in securities on the basis of inside information
Current Search
- Jurisdiction - USA
- Workarea - Capital Markets
- Workarea - White Collar Crime
- Firm Name - Katten Muchin Rosenman LLP
- Author - William M. Regan
Suggested Facets
Author
- Joseph E. Gallo (1)
- Dean N. Razavi (1)
- Gregory C. Johnson (1)
- Jason F. Clouser (2)
- Jessica M. Garrett (7)
- Jonathan Rotenberg (1)