We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 31

Comverse Technology Inc.

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 27 2011

Comverse, a Manhattan software company, has agreed to pay a total of $2.8 million to the DOJ and the SEC to avoid prosecution in an FCPA case

SEC enforcement the first deferred prosecution agreement

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • May 23 2011

The SEC and Tenaris SA resolved a FCPA case with the Commission's first deferred prosecution agreement

Citigroup global marks, inc

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 22 2011

The Commission appealed the determination by District Court Judge Rakoff to not approve the proposed settlement in this case

Diageo

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • September 27 2011

The Securities and Exchange Commission (SEC) has charged one of the world’s largest producers of premium alcoholic beverages with widespread violations of the Foreign Corrupt Practices Act (FCPA) stemming from more than six years of improper payments to government officials in India, Thailand, and South Korea

Johnson & Johnson

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 27 2011

Johnson & Johnson recently announced that it will pay over $90 million in fines, disgorgement and interest to settle FCPA investigations by the DOJ and the SEC

Eli Lilly & Co

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 24 2011

In an effort to solicit members for a class action, two law firms that represent shareholders in class actions against publicly traded companies are investigating certain officers and directors of Eli Lilly

Watts Water Technologies, Inc

  • Dorsey & Whitney LLP
  • -
  • China, USA
  • -
  • October 20 2011

Adm. Proc. File No. 3-14585 (Oct 13, 2011) is an action against the company and Lessen Chang

Sovereign wealth funds

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 22 2011

Sources are claiming that the SEC is investigating whether banks and private equity firms have violated the FCPA in dealings with sovereign wealth funds

Layne Christensen Company

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 24 2011

Layne Christensen is another company facing an investigation by a law firm that represents shareholders in class actions against publicly traded companies

Prosecutions

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 23 2010

The SEC has filed charges against Veraz Networks, Inc., a Californian telecommunications company, for FCPA violations. According to the complaint filed, the violations relate to improper payments made to foreign officials in China and Vietnam to win business