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During testimony on SEC's budget, Mary Jo White comments on "no admit, no deny" policy

McGuireWoods LLP
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USA
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May 13 2013

In testimony to the House Appropriations Committee, recently appointed SEC Chairman Mary Jo White stated that she continues to support the SEC's

Noncompliance with continuing disclosure undertakings creates vacuum where other public statements by city officials held to 10b-5 standard

Andrews Kurth LLP
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USA
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May 8 2013

On May 6, 2013, the Securities and Exchange Commission (SEC) instituted cease-and-desist proceedings against the City of Harrisburg, Pennsylvania

SEC provides important municipal securities disclosure guidance in Harrisburg enforcement proceeding

Edwards Wildman Palmer LLP
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USA
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May 9 2013

On May 6, 2013, the Securities and Exchange Commission (the "SEC") issued important guidance to public officials regarding their legal

SEC charges city of Harrisburg with fraud

Holland & Knight LLP
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USA
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May 13 2013

On Monday, May 6, 2013, the Securities and Exchange Commission (SEC) charged the city of Harrisburg, Pennsylvania with securities fraud "for its

Financial services update, vol. 8, number 19

Winston & Strawn LLP
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USA
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May 13 2013

In 2012, Congress enacted the Stop Trading on Congressional Knowledge Act (or the "STOCK Act"), in an effort to ban insider trading by members of

The SEC says cities (and city officials!) must obey securities laws, too

Orrick Herrington & Sutcliffe LLP
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USA
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May 7 2013

Yesterday the SEC filed an Order Instituting Cease and Desist Proceedings against the City of Harrisburg, Pennsylvania for violations of Rule 10b-5

SEC report recommends reforms for $3.7 trillion municipal securities market

Sherman & Howard LLC
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USA
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August 1 2012

The Securities and Exchange Commission issued its 164-page "Report on the Municipal Securities Market" (the "Report") on Tuesday, July 31, 2012

The state and municipal lobbying and pay-to-play regulation of pension fund management participants

Drinker Biddle & Reath LLP
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USA
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July 20 2011

Over the last several years, there has been a trend toward the enactment of general payto- play laws and tighter lobbying, campaign finance and ethics laws by many states and localities

In a first, SEC finds a local government violated the anti-fraud provisions of the federal securities laws by recklessly making materially false and misleading written and verbal statements not directly connected with the issuance of debt securities

Sidley Austin LLP
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USA
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May 13 2013

On May 6, 2013, the Securities and Exchange Commission (the "Commission") ordered ( the City of

Dodd-Frank Act expands authority of the Municipal Securities Rulemaking Board

Orrick Herrington & Sutcliffe LLP
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USA
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July 16 2010

On July 15, 2010, the Senate passed the Dodd-Frank Wall Street Reform and Consumer Protection Act, which had previously been passed by the House

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Search results

During testimony on SEC's budget, Mary Jo White comments on "no admit, no deny" policy

Noncompliance with continuing disclosure undertakings creates vacuum where other public statements by city officials held to 10b-5 standard

SEC provides important municipal securities disclosure guidance in Harrisburg enforcement proceeding

SEC charges city of Harrisburg with fraud

Financial services update, vol. 8, number 19

The SEC says cities (and city officials!) must obey securities laws, too

SEC report recommends reforms for $3.7 trillion municipal securities market

The state and municipal lobbying and pay-to-play regulation of pension fund management participants

In a first, SEC finds a local government violated the anti-fraud provisions of the federal securities laws by recklessly making materially false and misleading written and verbal statements not directly connected with the issuance of debt securities

Dodd-Frank Act expands authority of the Municipal Securities Rulemaking Board

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