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In re Refco Inc. Secs. Litig., Nos. 07 MDL 190207 Civ. 8165, 2012 U.S. Dist. LEXIS 124456 (S.D.N.Y. Aug. 29, 2012)

Baker & McKenzie
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Bermuda, USA
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March 25 2013

Plaintiff Trustee, as the assignee of the claims of customers of Refco Capital Markets ("RCM") who deposited funds in foreign exchange accounts at

Universal Trading & Inv. Co. v. Bureau for Representing Ukrainian Interests in Int'l & Foreign Courts, No. 10-12015, 2012 U.S. Dist. LEXIS 133736 (D. Mass. Sept. 19, 2012)

Baker & McKenzie
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Ukraine, USA
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March 25 2013

Plaintiffs were Universal Trading and Investment Company, Inc. ("UTICo"), a Massachusetts corporation engaged in international asset recovery

Securities Exchange Act

Baker & McKenzie
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USA
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July 23 2012

In 2007, the District Court for the Southern District of New York certified a class of all persons from the United States, France, England and the Netherlands who purchased or acquired ordinary shares or American Depository Shares of Vivendi Universal, S.A

Effective compliance program helps investment bank avoid FCPA criminal charges

Baker & McKenzie
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USA
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May 14 2012

When a former Morgan Stanley Managing Director pled guilty recently to a criminal violation of the U.S. Foreign Corrupt Practices Act ("FCPA"), the effectiveness of the bank's pre-existing anti-corruption compliance program convinced enforcers at the U.S. Department of Justice ("DOJ") and Securities and Exchange Commission ("SEC") not to charge the bank itself

Eleventh Circuit rules that res judicata is a question to be resolved by the arbitrators in the absence of an agreement to the contrary, and that waiver is a question to be resolved by the courts where it is based on a party's conduct

Baker & McKenzie
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USA
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March 27 2012

Plaintiffs and Defendants had entered into an agreement to co-underwrite a municipal bond

Recent developments for the fourth quarter 2011

Baker & McKenzie
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Canada, China, Denmark, European Union, France, Germany, Ireland, Italy, Japan, Netherlands, Switzerland, United Kingdom, USA
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March 15 2012

The end of the year and beginning of a new year is always a busy time for us, as it is for most of our clients

2011 in review and 2012 challenges

Baker & McKenzie
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USA
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February 10 2012

In this update, we identify top labor and employment developments in the U.S. and offer proactive tips to help employers plan for compliance challenges in 2012

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In re Refco Inc. Secs. Litig., Nos. 07 MDL 190207 Civ. 8165, 2012 U.S. Dist. LEXIS 124456 (S.D.N.Y. Aug. 29, 2012)

Universal Trading & Inv. Co. v. Bureau for Representing Ukrainian Interests in Int'l & Foreign Courts, No. 10-12015, 2012 U.S. Dist. LEXIS 133736 (D. Mass. Sept. 19, 2012)

Securities Exchange Act

Effective compliance program helps investment bank avoid FCPA criminal charges

Eleventh Circuit rules that res judicata is a question to be resolved by the arbitrators in the absence of an agreement to the contrary, and that waiver is a question to be resolved by the courts where it is based on a party's conduct

Recent developments for the fourth quarter 2011

2011 in review and 2012 challenges

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