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Results: 1-10 of 22

Index changes and successor indices: avoiding delisting from the NYSE Arca

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • November 11 2014

Down deep, somewhere in the boilerplate in the back of a prospectus for an index-linked note, you can find the provisions for index adjustments and

International regulatory update - 13 17 October 2014

  • Clifford Chance LLP
  • -
  • China, European Union, France, Germany, South Korea, Thailand, United Kingdom, USA
  • -
  • October 21 2014

The EU Commission has adopted a Delegated Regulation under the Short Selling Regulation (SSR) which corrects Commission Delegated Regulation (EU) No

U.S. regulators finalize credit risk retention rules

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • October 21 2014

Today, the Federal Deposit Insurance Corporation (the "FDIC"), the Federal Housing Finance Agency (the "FHFA"), and the Office of the Comptroller of

The financial report September 4, 2014 - US exchanges and self-regulatory organizations

  • DLA Piper LLP
  • -
  • USA
  • -
  • September 4 2014

Reuters summarized a proposal under consideration by US options exchanges that would address erroneous trading errors. (8292014) Erroneous options

FINRA issues priorities for 2014

  • Sidley Austin LLP
  • -
  • USA
  • -
  • January 10 2014

On January 2, 2014, FINRA released its 2014 Regulatory and Exam Priorities Letter ("Letter"). This Letter, issued annually, highlights significant

Financial industry developments

  • Orrick Herrington & Sutcliffe LLP
  • -
  • USA
  • -
  • May 6 2013

On April 30, the FHFA issued its progress report on the steps being taken to establish a common securitization infrastructure for MBS. The FHFA is

International regulatory update 21 December 2012-4 January 2013

  • Clifford Chance LLP
  • -
  • China, European Union, Germany, Hong Kong, Malaysia, Singapore, Spain, United Kingdom, USA
  • -
  • January 7 2013

Ireland commences EU Council Presidency PRIPS: ECON Committee reports on proposed Regulation on key information documents EMIR: Implementing

Dodd-Frank implementation: navigating the road ahead

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • December 20 2012

Almost two-and-a-half years after the enactment of the Dodd-Frank Act, the various federal agencies charged with implementation have made measurable

The Division of Swap Dealer and Intermediary Oversight publishes no-action letters

  • White & Case LLP
  • -
  • USA
  • -
  • October 20 2012

On October 11, the Division of Swap Dealer and Intermediary Oversight published two interpretative letters in relation to the regulation of commodity pool operators

Rating agency developments

  • Orrick Herrington & Sutcliffe LLP
  • -
  • United Kingdom, USA
  • -
  • August 13 2012

On August 9, Fitch updated its UK mortgage loan assumptions