Search results

Order by most recent / most popular / relevance

Results: 11-20 of 790

Waive the red flag SEC and CFTC issue identity theft red flag rules

Davis Wright Tremaine LLP
-
USA
-
April 25 2013

On April 10, the Securities and Exchange Commission ("SEC") and Commodity Futures Trading Commission ("CFTC") approved a final rule requiring

SEC and CFTC issue final red flags rules relating to identity theft

Sidley Austin LLP
-
USA
-
April 25 2013

The Securities and Exchange Commission ("SEC") and the Commodity Futures Trading Commission ("CFTC" and together with the SEC, the "Commissions"

SEC and CFTC issue final joint rules on “red flags” compliance

Mintz Levin Cohn Ferris Glovsky and Popeo PC
-
USA
-
April 24 2013

The Securities Exchange Commission ("SEC") and the Commodity and Futures Trade Commission ("CFTC") (together, the "Commissions") have issued final

SEC and CFTC issue identity theft red flags rules applicable to financial institutions and creditors

Dechert LLP
-
USA
-
April 23 2013

The SEC and CFTC recently issued joint Identity Theft Red Flags Rules (the "Rules"), which are rules and guidelines requiring certain financial

Update to US Commodity Futures Trading Commission registration and reporting requirements

A&L Goodbody
-
USA
-
April 23 2013

In February 2012, the US Commodity Futures Trading Commission (CFTC) , which regulates commodity futures and option markets in the United States

The SEC and CFTC adopt identity theft red flag rules

Proskauer Rose LLP
-
USA
-
April 23 2013

The Securities and Exchange Commission (the "SEC") and Commodity Futures Trading Commission (the "CFTC") recently adopted rules requiring entities

Expanded authority, increasing numbers and record fines: the changing landscape of the CFTC's enforcement actions

Gibson Dunn & Crutcher LLP
-
USA
-
April 22 2013

During the past four years, the Commodity Futures Trading Commission ("CFTC" or the "Commission") has substantially expanded its regulatory reach and

Investment Regulation Update April 2013

Greenberg Traurig LLP
-
USA
-
April 19 2013

The Investment Regulation Update is a periodic publication providing key regulatory and compliance information relevant to brokerdealers, investment

SEC and CFTC adopt rules to help protect investors from identity theft

Paul Hastings LLP
-
USA
-
April 18 2013

The Securities and Exchange Commission ("SEC") and Commodity Futures Trading Commission ("CFTC") have jointly adopted rules, in accordance with the

Identity theft red flag rules adopted by SEC and CFTC

Edwards Wildman Palmer LLP
-
USA
-
April 17 2013

On April 10, 2013, the Securities and Exchange Commission ("SEC") and the Commodities Futures Trading Commission ("CFTC") jointly adopted rules and

< back next >

Search results

Waive the red flag SEC and CFTC issue identity theft red flag rules

SEC and CFTC issue final red flags rules relating to identity theft

SEC and CFTC issue final joint rules on “red flags” compliance

SEC and CFTC issue identity theft red flags rules applicable to financial institutions and creditors

Update to US Commodity Futures Trading Commission registration and reporting requirements

The SEC and CFTC adopt identity theft red flag rules

Expanded authority, increasing numbers and record fines: the changing landscape of the CFTC's enforcement actions

Investment Regulation Update April 2013

SEC and CFTC adopt rules to help protect investors from identity theft

Identity theft red flag rules adopted by SEC and CFTC

Current Search

Suggested Facets

Author

Firm Name

Jurisdiction

Workarea