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Results: 1-10 of 1,102

Bank prudential regulators seek new comments on proposed capital and margin rules for non-cleared swaps and security-based swaps

  • Debevoise & Plimpton LLP
  • -
  • USA
  • -
  • September 16 2014

The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") required the Board of Governors of the Federal Reserve System (the

House focuses on systemic risk designations; regulators move on Dodd-Frank implementation

  • Squire Patton Boggs
  • -
  • USA
  • -
  • September 15 2014

Following the Financial Stability Oversight Council’s (FSOC) unanimous decision on September 4 to preliminarily designate MetLife as a “systemically

SEC preparing new asset management industry rules that will increase reporting requirements, require stress tests, and limit derivatives investments

  • Mayer Brown LLP
  • -
  • USA
  • -
  • September 15 2014

The Wall Street Journal (the "Journal") has reported that the US Securities and Exchange Commission ("SEC") is drafting proposed rules for the asset

CFTC issues JOBS Act exemptive relief: resolves issues surrounding the use of general solicitation by private funds

  • Bingham McCutchen LLP
  • -
  • USA
  • -
  • September 15 2014

On September 9, 2014, the Commodity Futures Trading Commission's ("CFTC") Division of Swap Dealer and Intermediary Oversight (the "Division") issued

CFTC harmonizes general solicitation rules with the JOBS Act

  • Thompson Hine LLP
  • -
  • USA
  • -
  • September 15 2014

On September 8, 2014, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the U.S. Commodity Futures Trading Commission (CFTC) issued an

Financial services update September 15 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

Dow and several foreign banks created partnerships that generated over one billion dollars in tax deductions for Dow. The partnerships allocated the

Financial services update September 15 2014 exchanges and self-regulatory organizations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

Chicago Board Options Exchange Extended Trading Hours Proposed On September 8th, the SEC provided notice of the Chicago Board Options Exchange's

Financial services update September 15 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

In an exemptive letter issued September 9, the CFTC harmonized its regulations on general solicitation and advertising for commodity pool operators

Financial services update September 15 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

Regulatory Capital Rules: Advanced Approaches Risk-Based Capital Rule, Revisions to the Definition of Eligible Guarantee. 79 FR

SEC proposes rule for communications involving security-based swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 12 2014

On September 8, the Securities and Exchange Commission proposed a rule providing that publication or distribution of quotes involving security-based