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Recent cases - October 2014

  • Burr & Forman LLP
  • -
  • USA
  • -
  • October 23 2014

Plaintiff Ronald Cezair filed suit against Federal Home Loan Mortgage Corporation (“FHLMC”), JPMorgan Chase Bank, N.A. (“Chase”), and LendingTree, LLC

SEC releases data on the reporting and dissemination of security-based swap information

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • October 22 2014

On October 17, 2014, the US Securities and Exchange Commission ("SEC") published analyses of data on the reporting and dissemination of security-based

International regulatory update - 13 17 October 2014

  • Clifford Chance LLP
  • -
  • China, European Union, France, Germany, South Korea, Thailand, United Kingdom, USA
  • -
  • October 21 2014

The EU Commission has adopted a Delegated Regulation under the Short Selling Regulation (SSR) which corrects Commission Delegated Regulation (EU) No

Financial services update October 20 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 20 2014

Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special

Private fund update - October 20, 2014

  • Venable LLP
  • -
  • USA
  • -
  • October 20 2014

The Association for Corporate Growth is having a kick-off meeting conference call for its SEC Task ForceRegulatory Group this Wednesday, October 22

CFTC makes self-executing and expands certain relief related to delegating CPOs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 19 2014

The Commodity Futures Trading Commission made self-executing and somewhat expanded previously granted relief from registration requirements to

Financial services update October 13 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 13 2014

Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special

CFTC and Australian Securities and Investments Commission sign Memorandum of Understanding to enhance supervision of cross-border regulated entities

  • Shearman & Sterling LLP
  • -
  • Australia, USA
  • -
  • October 8 2014

On September 30, 2014, the CFTC announced the signing of a Memorandum of Understanding ("MOU") with the Australian Securities and Investments

The financial report October 2, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • October 7 2014

The US North American Securities Administrators Association published its annual enforcement survey. It noted a significant increase in the amount of

The financial report October 2, 2014 - US Commodity Futures Trading Commission developments

  • DLA Piper LLP
  • -
  • Australia, USA
  • -
  • October 7 2014

The CFTC announced that CFTC Chairman Tim Massad and Chairman Greg Medcraft of the Australian Securities and Investments Commission have signed a