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Results: 1-10 of 1,192

CBOE proposes to offer Extended Trading Hours for SPX and VIX options

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 27 2015

The Chicago Board Options Exchange (CBOE) has proposed to offer Extended Trading Hours (ETH) on certain index options contracts. Starting on March 2

SEC releases final and proposed rules regarding SB swap reporting

  • Skadden Arps Slate Meagher & Flom LLP
  • -
  • USA
  • -
  • February 27 2015

The Securities and Exchange Commission (SEC) recently issued three releases with final and proposed regulations addressing the reporting of

Investment management legal regulatory update - February 2015

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • February 26 2015

On February 9, 2015, the Securities and Exchange Commission (SEC) proposed amendments to its rules to implement Section 955 of the Dodd-Frank Wall

CFTC, SEC issue guidance on the applicability of certain regulations to family offices

  • Skadden Arps Slate Meagher & Flom LLP
  • -
  • USA
  • -
  • February 24 2015

In November and December 2014, the Commodity Futures Trading Commission (the "CFTC") and Securities and Exchange Commission ("SEC"), respectively

Mutual fund adviser sanctioned for deficiencies in custody of funds’ derivatives collateral and directed brokerage compliance

  • Ropes & Gray LLP
  • -
  • USA
  • -
  • February 19 2015

On February 12, 2015, the SEC announced that Water Island Capital LLC ("Water Island") agreed to settle enforcement proceedings arising from alleged

Securities and Exchange Commission publishes final rules regarding security-based swap data repositories

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • February 18 2015

On February 11, 2015, the Securities and Exchange Commission published final rules regarding security-based swap data repository registration and

International regulatory update - 9 - 13 February 2015

  • Clifford Chance LLP
  • -
  • Australia, European Union, Germany, South Korea, USA
  • -
  • February 17 2015

The EU Council's Permanent Representatives Committee (COREPER) has agreed the EU Council's negotiating stance on the proposed regulation on indices

Financial services update February 17 2015 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 17 2015

Transferred OTS Regulations Regarding Possession by Conservators and Receivers for Federal and State Savings Associations. 80 FR 5015. Removal of

Financial services update February 17 2015 Securities and Exchange Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 17 2015

On February 11th, the Securities and Exchange Commission (“SEC”) published the adopting release and text of new rules governing the securitybased

SEC adopts new rules governing the reporting and dissemination of swaps data

  • Cahill Gordon & Reindel LLP
  • -
  • USA
  • -
  • February 11 2015

In January 2015, the U.S. Securities and Exchange Commission ("SEC") voted to approve recommendations from its staff to adopt new rules governing the