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Comprehensive surveillance sharing agreements

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 9 2014

From time to time, market participants need to consider whether a "comprehensive surveillance sharing agreement" is in effect between a U.S

Financial services update April 8 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 8 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and

The financial report April 3, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • April 3 2014

In a speech at the Securities Industry and Financial Markets Association Compliance & Legal Society Annual Seminar, SEC Chair Mary Jo White discussed

Financial services update March 31 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2014

The impact of technology on financial services, markets, and regulation was much in the news last week. Concerns included cyber security and the use

International regulatory update - 17 - 21 March 2014

  • Clifford Chance LLP
  • -
  • Australia, China, European Union, Germany, Global, Hong Kong, Poland, Russia, Singapore, Spain, Switzerland, Ukraine, United Kingdom, USA
  • -
  • March 27 2014

The EU Council Presidency and the EU Parliament have reached a provisional agreement on the proposed regulation establishing

SEC proposes enhanced regulatory framework for certain registered clearing agencies

  • Morgan Lewis & Bockius LLP
  • -
  • USA
  • -
  • March 20 2014

On March 12, the Securities and Exchange Commission (SEC) proposed new rules and rule amendments (the Proposal) that would enhance the oversight of

The financial report March 20, 2014 - news from Asia and the Pacific

  • DLA Piper LLP
  • -
  • Australia, Hong Kong, Japan, Singapore, USA
  • -
  • March 20 2014

Hong Kong’s Securities and Futures Commission announced that the payment of annual licensing fees will be waived for another two-year period. This

The financial report March 20, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • March 20 2014

The US Department of Labor published for comment a proposal that would require pension plan service providers to furnish pension plan fiduciaries

The financial report March 20, 2014 - US Securities and Exchange Commission developments

  • DLA Piper LLP
  • -
  • USA
  • -
  • March 20 2014

The SEC published revisions to the Electronic Data Gathering, Analysis, and Retrieval System Filer Manual and related rules. The revisions introduce

Private Fund Update - March 17, 2014

  • Venable LLP
  • -
  • USA
  • -
  • March 17 2014

As the East Coast digs out of the snow once again, this week's Private Fund Update describes: The major housing finance reform bill released over the