We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 1,078

International regulatory update - 18 22 August 2014

  • Clifford Chance LLP
  • -
  • European Union, Global, Hong Kong, Russia, Ukraine, USA
  • -
  • August 26 2014

The European Central Bank (ECB) has identified four payment systems that are now under the new ECB Regulation on oversight requirements for

Financial services update August 25 2014 exchanges and self-regulatory organizations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 25 2014

On August 19th, the SEC provided notice of the Chicago Board Options Exchange's withdrawal of a proposed rule change to add Rule 6.19, "Trade

Financial services update August 25 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 25 2014

Regulatory Capital Rules: Advanced Approaches Risk-Based Capital Rule, Revisions to the Definition of Eligible Guarantee. 79 FR

Parkcentral v. Porsche: Second Circuit opens the doors of Morrison, and declines to apply Section 10(b) to domestic securities-based swap transactions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 22 2014

In Parkcentral Global Hub Ltd,. Et al. v. Porsche Automobile Holdings SE, et al., Dkt. No. 11-397-cv (2d Cir. Aug. 15, 2014), the US Court of Appeals

The financial report August 21, 2014 - US exchanges and self-regulatory organizations

  • DLA Piper LLP
  • -
  • USA
  • -
  • August 21 2014

The National Futures Association informed members that the Financial Crimes Enforcement Network has issued an advisory on the FATF-identified

The financial report August 21, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • USA
  • -
  • August 21 2014

Liberty Street Economics, a blog of the Federal Reserve Bank of New York, summarized a recent New York Fed staff report which studied the effect of

No bright line

  • Cooley LLP
  • -
  • USA
  • -
  • August 21 2014

In its Morrison decision, the U.S. Supreme Court addressed the extraterritorial application of Section 10(b) and held that the statute only applies

SEC adopts rules for cross-border security-based swaps

  • Baker & McKenzie
  • -
  • USA
  • -
  • August 20 2014

On June 25, 2014, the SEC approved rules and guidance on cross-border security-based swap activities. It was the first in a series of rules to be

Second Circuit affirms dismissal on extraterritoriality grounds of securities claims based on cross-border securities based swap agreements

  • Sullivan & Cromwell LLP
  • -
  • USA
  • -
  • August 19 2014

On August 15, 2014, in a case of first impression involving cross-border securities-based swap transactions, the Second Circuit held that the

FinCEN customer due diligence rule proposal

  • Sutherland Asbill & Brennan LLP
  • -
  • USA
  • -
  • August 19 2014

On July 30, 2014, the U.S. Treasury Department's Financial Crimes Enforcement Network ("FinCEN") issued proposed rules (the "Proposed Rules") to