We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 1,046

Proposed exemption from commodity pool operator status for certain advisers to registered investment companies

  • Thompson Hine LLP
  • -
  • USA
  • -
  • July 21 2014

On June 24, 2014, the U.S. House of Representatives adopted the Commodity Futures Trading Commission Reauthorization Bill (H.R. 4413), which includes

FINRA proposes to adopt rules on quotation requirements for OTC equity securities

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 18 2014

The Financial Industry Regulatory Authority, Inc. is proposing to adopt rules governing the quotation requirements applicable to over-the-counter

SEC adopts first installment of rules for cross-border security-based swap activity

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 16 2014

On June 25, 2014, the Securities and Exchange Commission (SEC) re-started its rulemaking for security-based swaps (SBS) under Title VII of the

US Securities and Exchange Commission adopts final rules regarding cross-border security-based swap activities of dealers and major participants

  • Mayer Brown LLP
  • -
  • USA
  • -
  • July 15 2014

The US Securities and Exchange Commission ("SEC") has adopted final rules (the "CrossBorder Rules") regarding the cross-border application of certain

The financial report July 10, 2014 - US exchanges and self-regulatory organizations

  • DLA Piper LLP
  • -
  • USA
  • -
  • July 10 2014

The National Futures Association announced that its assessment fee will be $0.01 per side for futures and options contracts beginning on October 1

The financial report July 10, 2014 - discussion and analysis

  • DLA Piper LLP
  • -
  • USA
  • -
  • July 10 2014

On Tuesday of this week, The Wall Street Journal celebrated the 125th anniversary of the publication of its first edition. The last page of the

House approves CFTC reauthorization, changes to Dodd-Frank

  • Squire Patton Boggs
  • -
  • USA
  • -
  • July 9 2014

After a nearly two year process, on June 24, 2014, the U.S. House of Representatives voted 266-144 to pass H.R. 4413, the Customer Protection and

SEC adopts rules on cross-border security-based swap activities

  • Squire Patton Boggs
  • -
  • USA
  • -
  • July 7 2014

On June 25, 2014, the Securities and Exchange Commission ("SEC" or "Commission") unanimously adopted final rules regarding the application of

SEC final rules on cross-border application of security-based swap entity definitions and other related topics

  • Debevoise & Plimpton LLP
  • -
  • USA
  • -
  • July 4 2014

On June 25, 2014, the Securities and Exchange Commission (the "SEC") adopted the first of a series of final rules and interpretive guidance (the

House passes CFTC reauthorization bill

  • Sullivan & Cromwell LLP
  • -
  • USA
  • -
  • July 1 2014

On June 24, 2014, the House of Representatives voted 265 to 144 to pass H.R. 4413, entitled the “Customer Protection and End-User Relief Act” (the