We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 20

SEC proposes permanent rule requiring municipal advisors to register with agency

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • December 20 2010

The SEC has proposed a rule creating a new process by which municipal advisors must register with the SEC

MSRB requests comments on a draft rule and interpretive notices for municipal advisors

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • February 17 2011

The Municipal Securities Rule Making Board, or MSRB, is requesting comments on a draft rule and two interpretive notices applicable to municipal advisors

MSRB publishes draft rule governing gifts and gratuities by municipal advisers

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • February 22 2011

The Municipal Securities Rulemaking Board, or MSRB, is requesting comment on draft amendments to MSRB Rule G-20 (on gifts and gratuities), which would apply the rule to municipal advisors, as well as associated draft amendments to Rule G-8 (on books and records) and Rule G-9 (on preservation of records

How to get out of the municipal advisory business

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • February 28 2011

The Dodd-Frank Act requires municipal advisors to register with the SEC, and as a result, with the Municipal Securities Rule Making Board, or MSRB

MSRB files proposal to establish interim municipal advisor assessment

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • July 28 2011

The Municipal Securities Rulemaking Board, or MSRB, has filed a proposed rule change with the SEC to establish a new interim municipal advisor assessment under new Rule A-11, on municipal advisor assessments, and a new Form A-11-Interim to be used in connection with such interim municipal advisor assessment

MSRB proposes groundbreaking rules on obligations of municipal securities underwriters to government bond issuers

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 2 2011

The Municipal Securities Rulemaking Board, or MSRB, has requested approval from the SEC of a notice that would establish detailed obligations of underwriters of municipal securities to their state and local government clients covering clear disclosure of risks and conflicts of interest, among other things

MSRB holds meeting to consider Dodd-Frank related rules

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • May 23 2011

The Board of Directors of the Municipal Securities Rulemaking Board, or MSRB, held a special meeting on May 19-20, 2011 where it advanced major rule proposals governing fiduciary duty, conflicts of interest and fair dealing requirements for firms and individuals that provide financial advisory and underwriting services for municipal entities

MSRB requests comment on supervisory rule for municipal advisors

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • May 25 2011

The Municipal Securities Rulemaking Board, or MSRB, is requesting comment on a proposed rule that would require municipal advisors to adopt a basic supervisory structure to ensure compliance with applicable MSRB and Securities and Exchange Commission (SEC) rules

S&P drops credit ratings on multifamily housing revenue debt

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 10 2011

As a direct result of the downgrade by Standard and Poor’s of the credit rating of the U.S. Government on August 8, 2011, S&P dropped the rating on certain multifamily housing revenue bonds

MSRB requests comment on municipal advisor rules on written communications and disclosures

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 10 2011

The Municipal Securities Rulemaking Board, or MSRB, has requested comment on extending the MSRB’s rule on advertisements to cover municipal advisors and on a draft interpretive notice covering other forms of marketing communications