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Results: 1-10 of 710

The rise of foreign issuer IPOs

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 29 2014

Foreign issuer IPOs have been increasing recently as foreign issuer activity continues to improve since a marked decline in 2011 and 2012. This

The return of biotech IPOs

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 27 2014

Biotech IPO market activity has recently returned to levels not seen since before the financial crisis. This has been brought about in part by the

Regulation AB II

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 27 2014

The Securities and Exchange Commission today adopted final amendments related to Regulation AB that were first proposed in 2010.1 The changes address

SEC unanimously approves Reg AB II amendments

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 27 2014

On August 27th, the SEC unanimously approved final amendments to Regulation AB II. The changes address the offering process and disclosure and

SEC launches exam initiative for newly registered municipal advisors

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 20 2014

The SEC is not wasting any time making sure that newly registered municipal advisors are introduced to their regulator. On August 19, 2014, the SEC

500 days and counting where are the crowdfunding rules? Bipartisan disappointment

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 18 2014

On August 8, 2014, Representatives Darrell Issa, Jared Polis, Scott Peters and Vern Buchanan, co-chairs of the House Innovation and Entrepreneurship

The JOBS Act and IPO volume

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 18 2014

An academic study titled "The JOBS Act and IPO volume: Evidence that disclosure costs affect the IPO decision" (Dambra, Field, and Gustafson

Lying to examiners can lead quickly to criminal charges

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 13 2014

Hell hath no fury like a regulator (allegedly) lied to. This week, the SEC brought civil charges, and the U.S. Attorney for the Southern District of

FINRA speaks at 2014 Structured Retail Products conference

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 12 2014

On June 26 and 27, Structured Retail Products hosted its annual industry conference in Boston. The remarks of two FINRA officials provide a useful

New York court endorses structured note risk factors in class action dismissal

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • August 12 2014

In June 2014, the U.S. District Court for the Southern District of New York granted Credit Suisse's motion to dismiss a class action arising out of