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Results: 1-10 of 618

Recommendations of the SEC’s Investor Advisory Committee regarding crowdfunding rules

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 22 2014

On April 10, 2014, the Investor Advisory Committee (the "IAC") of the Securities and Exchange Commission (the "SEC") held a meeting during which it

Cybersecurity: SEC is starting to scrutinize registrants’ practices

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 22 2014

The SEC plans to examine the cybersecurity practices of over 50 registered broker-dealers and investment advisers. The SEC announced its plan in an

What’s driving the strong U.S. IPO market? A look at the JOBS Act at its second anniversary in light of the increased IPO volume

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 22 2014

The Jumpstart Our Business Startups Act (the "JOBS Act"), designed to stimulate IPO activity in the U.S. is celebrating its second anniversary this

Foreign (non-U.S.) issuers

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 18 2014

The SEC recently provided some data on registered offerings by foreign issuers, noting that In 2013, there were approximately 50 new foreign

ECCF

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 17 2014

Recently, Craig Lewis, the Chief Economist and Director of the SEC's Division of Economic and Risk Analysis, commented (see speech at:

FACTA update: IRS releases new regulations, new forms, and new IGAs

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 17 2014

We can't think of a better way to end Q1 2014 than by bringing you the year's first issue of Tax Talk. Although Tax Talk is now in its seventh year

SEC issues new and revised guidance on intrastate crowdfunding

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 11 2014

On April 10, 2014, the Division of Corporation Finance of the Securities and Exchange Commission (the "SEC") issued one revised and two new

Under a clear blue sky?

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 11 2014

On April 8, Commissioner Aguilar and Commissioner Stein spoke at the North American Securities Administrators Association conference. Commissioner

A blast from the past: the SEC fines investment adviserbroker-dealer for breakpoint violations

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 10 2014

In a case reminiscent of the "breakpoint" enforcement actions brought 10 years ago by securities regulators, the SEC recently found that a registered

The SEC issues its long awaited sweep letter for ETN's

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • April 9 2014

On February 11, 2014, the SEC's Division of Corporation Finance sent a "sweep" letter to exchange-traded note (ETN) issuers. The letter contains 14